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Núm. 9- desember 2001
Summary
Editorial"Eliminating" waste or managing materials
Enric TelloAre controlled landfills necessary
Lluís OteroWaste incineration: an alternative?
José María BaldasanoTaking organic matter out of the rubbish
Josep PuigThe role of citizenry
Joan SubiratsInterview with Salvador Rueda
Lluís RealesEnvironmental regulations
Ignasi Doñate
Seizures at the Dump
"Recycle or Die": this was the headline for the editorial in the first issue of this magazine, published in the third quarter of 1991 -soon we'll be celebrating our tenth anniversary. The first issue of Medi Ambient. Tecnologia i cultura was called "Recycling: An Ecological Strategy for Economic Systems". At that time, the Government of Catalonia had decided only a few months before to create a Department of the Environment. The choice of a subject such as recycling indicates the importance given to waste management. Ten years ago, it was a priority: it still is today. Of course, progress has been made in the past decade in regard to legislation laws in Catalonia are among the most advanced in the European Union- and in cleaning up facilities. However, there is still a great deal to be done in regard to public awareness no one wants dumps near his or her own house- and in encouraging bold recycling policies and standing up to the mountains and mountains of waste we generate. Surely the root of the problem lies in the lifestyles and consumerism that, in addition to consuming huge amounts of energy, are characterised by a culture of disposable items. Surrounded by wrappers, we make full use of almost nothing.
This issue of the magazine asks a question regarding a current issue: What should we do with solid urban waste? Burn it or reduce it? Should we opt to burn Ðincinerate- what we throw into the trash, or should we recover waste and turn it into a resource? Of course, nothing is just black or white; there are shades of grey and, therefore, possibilities for scenarios that combine both options. What we do know for certain is that dumps are overflowing, and something must be done about it.
We feel that the contributors in this issue all of whom are recognised experts- offer, in addition to scientific data, interesting questions for debate and innovative ideas.
Enric Tello, a professor at the University of Barcelona and member of Acci Ecologista, argues that the price of things is the most effective weapon for encouraging waste reduction. According to Tello, progress towards a more sustainable society requires a revolution of efficiency: learning to live better by consuming fewer materials, generating less waste and recovering as much as possible in order to turn it into a resource.
Llu's Otero, operations director of the company Hera Holding, offers very interesting data on the new generation of dumps. Otero analyses whether or not the latest generation of controlled landfills is the best option, from an environment and economic standpoint, for managing the garbage and final waste from municipal waste.
J Maria Baldasano, Professor at the Polytechnic University of Catalonia, reviews the advantages and disadvantages of incineration, including dioxin emissions. The authors thesis is that since adoption of the Community Directive of 2000, it may be stated that the activity of waste incineration is subject to the strictest of controls and the most demanding limits on emissions into the atmosphere.Josep Puig, long-time ecological activist and ex-councillor of Barcelona City Council, describes the possibilities of small-scale composting, even in iner city areas.
Joan Subirats, Professor of Political Science at the Autonomous University of Barcelona, takes on a key aspect: public participation. He analyses how to influence the public in order to achieve certain changes in consumption habits.
The customary interview is given by Salvador Rueda, director of the recently created Urban Ecology Agency of Barcelona. Rued makes interesting contributions to the discussion of the problems involving municipal waste by considering as a key element the treatment of organic waste matter. Finally, the lawyer Ignasi Do-ate reviews legislation.Almost ten years after the Department of the Environment was created, this magazine once again discusses municipal solid waste. At that time, the editorial was called Recycle or DieÓ; this time we have used the title Seizures at the Dump because we may not die, but all the dumps we have everywhere could give us seizures.
Lluis Reales
Editor of Medi Ambient. Tecnologia i cultura
"Eliminating" waste or managing materialsEnric Tello
Lecturer at the University of Barcelona and member of Acci- EcologistaThe author argues that cost is the most effective weapon to encourage waste reduction. The condition of waste, like that of resource, is an economic fact. From the point of view of ecology, ecosystems follow the general rule of reusing almost everything. For the author, the advance towards a more sustainable society requires an efficiency revolutionÓ: learning to live better whilst consuming less, generating less waste and recovering all we can of it to turn it into a resource.
Reduction is at the top of the hierarchy in waste management everywhere. It should at least be given priority in theory over the reuse of objects, the recycling of materials and refuse treatment. Nevertheless, the amount of waste per inhabitant keeps increasing almost everywhere. To reduce waste means that government authorities need to invest more than merely symbolic resources in order to direct people habits towards forms of production and consumption that are environmentally more responsible. This means firmly believing in environmental education. The first mistake that is often made, however, is confusing education with preaching and overlooking the communicative efficiency of the price of things that appear on the market.
The language of prices is both crude and functional in that expensive things are handled with care while cheap things are soon thrown away. If environmental objectives are missing when companies make decisions to invest in certain types of technologies and not in others, in certain types of product and not in others, or in ways to market and package products and not others, then as consumers we have no alternative when we go to the shop. Without any real alternatives to choose from, people will find it difficult to express their environmental wishes through the meagre purchasing power that they have, so we might as well all preach reductions in waste as long as the dissonant language of the market prevails. Environmental education to reduce waste needs to be thought out, above all, in hard core economic terms.
Waste, resources and values
The Garraf landfill site, seen from the upper part of Vall de Joan, looks like a large hanging valley full of waste in a setting where there is hardly any human presence at all. Just a few enormous trucks and tractors constantly move around, like small beetles from such a distance, emptying out and scattering refuse. If this was a landfill site anywhere in the Third World, instead of the Garraf Massif, there would be an ant-hill of people, most of them young children or elderly people, scratching around on the slopes of steaming waste, looking for something they could make use of. Waste that has been thrown away because it no longer has any value thus becomes a valuable resource that sustains the precarious subsistence of other human beings. The difference between the Garraf landfill and any such site in the Third World obviously has to do with the value in each place of the objects, materials and the time that people spend working.
This contrast should make it clear that waste, like resources, is never things. It is not the condition of waste as a series of objects or the materials that they are made of that make them resources or waste. It is the value or the lack of value that we give them. Materials or objects that take on a value because somebody acquires them become a resource that enters the human technosphere. Waste is everything that leaves the human technosphere when things are thrown away because, at that time and place, they no longer have any value. The condition of something being waste or a resource is an economic fact. Things acquire value when they enter the technological and social complex from the biosphere and they turn into waste when they no longer have any economic value and the social metabolism excretes it into the natural systems of the biosphereThis is the reason why the same things are seen totally differently according to whether they are viewed from the ecological point of view or from the conventional economic point of view that limits its scope to the part that has a market price. The ecological point of view also thinks of exchange but of the kind of metabolic exchange between species and different areas that networks of life construct in ecosystems where materials are kept in permanent circulation by the sunÕs energy, converting the waste from one species into resources for another. The result of this ability to organise itself means that the biosphere does not produce any waste, or hardly any. Fossil fuels are merely an important exception that confirms the general rule in ecosystems that "everything gets used".
The extraordinary material efficiency of geobiochemical cycles in the biosphere is a result of its ability to make use of the dissipation of solar energy to develop organised information. Just like a thermodynamic savings book, the energy that changes and gets degraded in one place can be recovered as information in another.1 Inversely, the accumulation of waste in any metabolic system is a patent sign of the inefficient processing of materials. As the American ecologist Eugene Odum said, waste is misplaced resources.2 Except for the special case of substances that are toxic for living systems, pollution produced by waste is the result of its location and accumulation in an inappropriate place.
The industrial technosphere has developed over the last two centuries through the large scale exploitation of natural waste like fossil fuels, underrating the enormous potential of solar radiation and using a linear type of logic more along the lines of mining or a carboniferous-type concept (as Lewis Mumford observed many years ago) than those of an efficient circular metabolism.3 This is the ultimate origin of the waste crisis that humanity is experiencingAs long as the human technosphere remained at a sufficiently small scale within the overall biosphere, human societies could trust in Mother Nature, just like any mother, to keep the house clean by absorbing and recycling all of the waste. Things have changed however from the situation where the world was relatively empty of the presence of human beings to one where it is increasingly full.4 Society has grown up and man is running up against the environmental limits of Mother Nature everywhere. It is time to stop growing and to start evolving.
A certain type of replica of the negentropic mechanism that enables natural systems to recover dissipated energy as information and to use it to get the maximum benefit from the flow of materials can also be found in society. This mainly takes place within the social scope of knowledge (the noosphere), which has always been the basis for human development. Knowledge enables man to incorporate information into the technological and social complex, which increases metabolic efficiency. As the ecological economist Georgescu-Roegen has said, and quoting Justus von Liebig, civilisation is the economy of energyUnlike mere growth, understood as being the increase in scale of economic activity in a finite biosphere, the improvement of material and energy efficiency achieved through the increase of information incorporated into the technological and social complex becomes a fundamental indicator of the degree of development in human societies. In order to make peace with Nature and to progress in the direction of more sustainable societies, an efficiency revolutionÓ is needed where people learn to live better by using fewer materials, producing less waste, and recovering the maximum amount of waste possible and converting it once again into resources.
The myth of spontaneous dematerialisation
If resources and waste form part of the same metabolic process, and if the economic metabolism identifies one and the other through the same process of evaluation or depreciation of value, then solutions to the problem of waste must be dependent on changes in the way that resources are used. Policies to reduce, reuse and recycle waste need to go hand in hand with the advancement towards systems that are cleaner and more efficient in using resources, and viceversa. The development of recovery circuits depends on the costs of recycled materials, the price of virgin raw materials, the cost of disposing of refuse material that has been processed in different ways, and the efficiency of the techniques and systems used in each stage of the process.
There is a seemingly reassuring myth according to which one does not need to worry about the environment because, in the long term, economic growth in itself will grow out of the ecological problems that it creates. Yet if we take heed of this economic picture, the solution is none other than more growth. In an essay entitled Eulogy for growth, Andreu Mas-Colell states that the combination of unclean technologies and economic expansion leads to the deterioration of the natural environment in the initial stage of growth. This can be called the effect of scale: the larger the scale, the more pollution. This however is just the initial effect because the increase in income changes preferences and sets substitution processes in motion. The attitude that members of society have towards nature is more positive as growth continues and the economic well-being of the members of society increases. (...) To use the jargon of economics, it could be said that nature is a luxury good (...). To sum up, as income per capita increases, the quality of the environment deteriorates although this process is accompanied by a progressively larger investment in cleaner technologies and restoration activities. (...) Sooner or later, then, a critical level of income is reached beyond which economic growth and improvements to the environment go hand in hand.
Known technically as the environmental Kuznets curve argument, where there is an initial stage of larger environmental impacts and another one of diminishing impacts, thus turns out to be a sedative. If, instead of a tranquilliser, one wants to understand the real trends, however, the question needs to be asked whether possible improvements in environmental efficiency appear spontaneously as a result of the growth in income and if this theory can be corroborated in real life or not. The argument combines three suppositions that are behind this dissociation beyond a certain threshold level, economic growth, resource use and waste production. The first supposition is the existence of a learning cycle in the perfection and early stages of new technologies. The initial designs are often not very expert although experience over time enables efficiency to be increased (learning by doing).7
The second supposition is an effect induced by the differential improvement of productivity between sectors that, by modifying relative prices, generates a structural change in the composition of the basket of goods produced and consumed. There is a tendency to assume that the structural change will shift the economy towards a lower intensity of resource use and waste production per unit produced. This is also connected with the third supposition, i.e the change in consumer preferences invoked by Mas-Colell. It is believed that higher income and a saturation point in the consumption of products with a higher material intensity reached leads to a changeover in consumer demand to quality services. The environment itself would become a high income-elasticity good.
These suppositions are apparently highly probable and appear to be reasonable. However, reality has so far not endorsed the idea that all of this results in any kind of spontaneous dematerialisation on an aggregate scale.8 The environmental Kuznets curves come out very well in the shape of a hillock when per capita income is collated with the evolution of certain parameters of pollution originating from technologies that are becoming obsolete. Once over the peak of the curve, the higher the level of income, the fewer sulphur oxides there are in the metropolis in the developed world, for example. In the same cities, however, there is a shift in the pollution parameters. The substitution of gas for coal combustion improves sulphur oxide emissions into the air although the increase in traffic increases the nitrogen oxides and the formation of ozone in the troposphere in the meantime. A similar thing occurs with the substitution of certain materials for others. The reassuring argument confuses the part with the whole.
It is sometimes possible to recreate the line of argument at the aggregate scale with the notion of material or residual intensity per product unit. By dividing the energy or materials used in the Gross Domestic Product (GDP) at fixed prices, it can be seen that in certain countries, and from a certain point in time onwards, the number of tons of all different types of product in each GDP unit begins to decrease.9 This translates into certain improvements in efficiency although this is regrettably only a relative improvement. The GDP meanwhile continues to grow and the scale effect that Mas-Colell talks about continues to operate at a faster rate than the improvement in material or energy intensity. Cars use less petrol than they did twenty years ago but there are a lot more cars on the roads today. Instead of spontaneously resolving the problem, growth eats away the small improvements in energy, material and waste efficiency that are achieved. It is only through a profound change in the technological and social complex that the strategies of the so-called factor 4 (for energy and some materials) or factor 10Ó (for most minerals and metals) can become possible and that the benefit can really be obtained from dematerialisation options that are truly within reach.10
Mas-Colell also talks about restorative policies because the environment is a public asset par excellence. Its deterioration is detrimental to everybody although the rich can evade its effects more easily.11 When there is an improvement in the environment, everybody benefits without anybody preventing others from enjoying it. Accordingly, the demands for environmental improvement get channelled towards the public sector and this in practice means higher public expenditure. This does not mean that an increase in public expenditure on the environment is such a good indicator of environmental improvement. The relationship can also be interpreted the other way round in that economic growth causes increasing environmental problems that make expenditure necessary for it to be restored.
This is particularly relevant when environmental expenditure is channelled through installations that are merely end-of-pipe palliatives that increase the cost without fundamentally resolving the problem.12 Ecological economics considers that this defensive expenditure should be deducted from GDP, instead of being added to it, for this indicator to be used to indirectly estimate the level of well-being. For Herman Daly and Manfred Max-Neef, the increase in the production of unnecessary waste, together with the palliative expenditure that this causes, are two profound examples of the growing gap between real well being and GDP increase. In other words, it is the beginning of a kind of anti-economic growth that undermines real well being instead of benefiting it.13
The development of the consumer society has turned the United States into the umber one materials consumer, with a figure of 84 tons per inhabitant in 1991 that ranges from minerals and fossil fuels extracted from the ground to soil lost through erosion (without counting the water or air). This figure reached over a hundred tons per inhabitant in the mid-1970s. Material requirements have gone down slightly since then due, apparently, to a certain saturation threshold level having been reached. Likewise, the parallel development of European countries like Germany and Holland has led to an opposite trend, with total resource use increasing from around sixty tons to the same level as in North America. Even the efficient Japanese economy, where each inhabitant consumed a total of 46 tons of material resources in 1991, has experienced an increasing trend
It would thus appear that spontaneous evolution only leads to a convergence towards unsustainability. We cannot sit back and wait for the Kuznets curve to reach maximum figures like those of the United States and then follow the reassuring decrease forecasted in the long term by Andreu Mas-Colell. From their headquarters in Washington, researchers at the Worldwatch Institute have been involved in estimating what the increase in the use of materials would be for the whole world to achieve the same current per capita level as the United States. Non-fuel mineral extraction would need to multiply sevenfold, metal processing would double, the felling of trees for timber would increase five times, and the production of synthetic products from fossil fuels would increase ten times in quantity.14 As Keynes would so sarcastically say, in the long run, everyone dies.
The patterns are more or less similar for the production of urban waste. Absolute values for urban waste began to decrease in the United States in 1994-95 for the first time during an economic boom. It remains to be seen whether this change in trend will really become consolidated over the coming years. In any case, this was from levels of two kilos daily or 730 kilos of municipal waste per inhabitant per year, which were totally unsustainable. 400 are collected in Japan, 580 in Holland, and 320 in Germany (Table 1). These comparisons show that the increase in business activity measured by GDP is only one of the factors determining the amount of waste produced within a specific territory. By comparing waste generation with the GDP per inhabitant in a wider sample of countries, two highly interesting things become noticeable. Firstly, the relationship is weaker than one would think and, secondly, for waste generation, inequality in the distribution of income is as or more significant than the amount
The countries that generate most waste not only have the highest per capita GDP but they also have the most unequal distribution of wealth. In exercises comparing public expenditure in the environment and income per capita, it has been discovered that inequality in the internal distribution of income is more relevant for the adoption of active environmental policies than just a mere increase. A recent study by the group of countries in the OECD concludes that, Even though growth in per capita income may increase the ability to pay for environmental improvement, income inequality in the country can drastically reduce the disposition to do so and divert the preferences of the average voter concerning the environment as a public asset.15 Inequality means that the few who can pay for environmental improvements that would benefit everybody do not want to pay, and instead they seek to achieve this privately in exclusive areas. Those that want to pay cannot do so because they are forced to relegate environmental improvement to a second-order preference.Technology and culture
As the subtitle of this review suggests, technology and culture are closely related. Waste reduction and the dematerialisation of the economy are real possibilities that are within reach. However, we cannot trust in economic growth or the goodness of the free market to do the job. It is a democratic task and it is something that actually needs to be done. It consists of transcending the culture of the material inefficiency of unclean technologies in production, squandering in consumption, and the badly termed elimination in waste management by actively orientating technological change and social habits towards ecological efficiency, responsible consumption, waste recovery and the minimisation of final waste (figure 3, page 11).
As the ecologist Eugene P. Odum says, this means a shift of one hundred and eighty degrees with waste being managed at the outlet point and resources being efficiently administered at the point of entry into the economic and social systemThe forms of production, the patterns of consumption, and the habit of separating refuse have to change all together and in a coherent way throughout the whole chain. Making the step from the elimination culture to the recovery culture requires the development of a new set of tools in three different areas: 1) technologies and management systems aimed at recovery; 2) cultural guidelines that are coherent with reduction, reuse and recycling; and 3) economic instruments that provide incentive.
Mass dumping and incineration have been the ultimate management technologies that are characteristic of the stage of management aimed at eliminating waste. The objective was to get the rubbish out of sight or to get rid of it. Experience has shown that these systems create addiction to refuse, they act as a disincentive to recovery and they are incapable of counteracting the unsustainable trend towards an increase in the production of waste. If landfill sites continue to be willing to receive unprocessed, mixed materials at a low cost, if the streets are full of non-selective collection containers and the lorry comes by each night to empty them, why make an effort to reduce and separate rubbish? If the space for landfills becomes scarce and incineration plants are built that need to be amortised by selling electricity and that charge for accepting waste that burns well, it is not worth anybody while reducing and separating rubbish either. When attempts have been made to combine incineration and the dumping of everything together with a certain amount of recycling, the results have been disappointing.
In 1960, 60% of all waste in the United States was being incinerated either at open-air landfill sites or in incinerator plants.17 This practice set off the environmental alarm due to the emission of toxic by-products, especially new persistent organic pollutants (POPs) originating from the incomplete combustion of organic materials in the presence of chlorine (dioxines and furans).18 Increasingly conclusive evidence has been made available from scientific analyses of the environmental time bomb that exists and is attributed to the dissemination into the environment of these lipo-soluble and bioaccumulable substances which have carcinogenic and immunodepressive effects in very small doses and that, in even smaller concentrations, act as false hormones that distort the functioning of the reproductive and endocrinal system.19 A recent report from the Worldwatch Institute estimates that the incineration of all types of waste gives rise to 69% of the dioxines and furans that are produced in the whole world and that get dispersed in the atmosphere and end up bioaccumulating in the fatty tissue of organisms like human beings that are at the end of the food chain.20
The flare-up of a social refuse crisis, in the form of protests by people rejecting incineration and landfill sites, on the one hand, and the accumulation of scientific proof on the danger of POPs, on the other, has led to increasingly demanding environmental protection regulations being issued. This in turn has led to a decrease in the percentage of incineration in the United States from 60% in 1960 to 20% in 1997.21 With noteworthy differences according to the social and territorial context, the dominant trends see the same pattern spreading everywhere. The Worldwatch Institute has made an initial estimation of dioxine and furan emissions into the air from the few inventories that are available. Japan is the country with the highest level of pollution caused by these organochlorines and the largest number of incinerator plants in operation (around 3,800, whereas there were only 132 in operation in the whole of the United States in 1997).22 The situation is even more disturbing in Belgium, where there was a serious government crisis in 1999 due to a scandal involving dioxines and PCBs that entered the food chain (Table 3, page 12).
Concerning the matter in hand, the most interesting fact is the realisation that street protests and public access to environmental information act as democratic catalysts for technical and cultural change towards a new form of waste management orientated towards reduction and recovery. 10% of the 137 million tons of municipal waste generated in the United States in 1980 was recycled or composted. By 1996, the percentage of recovery had increased to 27% while municipal waste had increased to 210 million tons. Maarten De Kadt is of the opinion that it will be difficult to go much beyond this threshold if the policies of waste management being applied at the end of the chain of consumption are not made congruent with the type of resource management in product manufacturing that seeks to save virgin raw materials and energy through clean production, industrial ecology and the ecological design of new products and services. The true potential of recycling will never be attained as long as the strategy of waste management continues to run into a type of materials management that is headed in the opposite direction. The wheels of production will resist the transformation all the way from waste management to the conservation of resources.
A problem of coherency
Despite enormous resistance, things in real life are beginning to move in the direction of recovery. Seattle recovers over 40% of its waste, Newark (New Jersey) 53%, and the entire state of Arkansas reached 36% in 1996. The city of New York recovers 17%, although the figure for New York State is 32% and the objective is to reach 50% in the near future. Experimental studies at the Center for the Biology of Natural Sciences (CBNS) have shown that it is not difficult to attain a recovery rate of 84% on a small scale. If this level can be achieved in more general terms, waste incineration would disappear because the remaining materials would be increasingly less combustible.24
Experience shows that active reduction and recovery policies directed from cities, which are the end terminus of the economic course leading from resources to waste, can begin to make headway even when they go against the tide of trends that are still predominant in the production of goods and services. The successive stages that are attained will depend on the degree of congruency or incongruency with the collection and waste processing systems that are used, on the one hand, and, on the other, with the ways that materials are managed in the economic circuits of investment, production, commercialisation and product packaging.
All of this is a detailed reminder of what began to occur in Catalonia. With 550 kilos of municipal waste per inhabitant per year, a figure that was much higher than that of countries like Germany, Catalonia found itself totally in the grip of the refuse nightmare. Between 1993 and 1999, the amount of rubbish went up from an average of a kilo and a quarter to almost a kilo and a half. There are regions like Alt and Baix Empord, La Selva, Garraf, Baix Penes, Tarras, Cerdanya, Pallars Sobirˆ and Vall dÕAran, where the consumer habits of both the local resident population and the influx of tourists cause the generation of refuse to shoot up to the same levels as in North America (two kilos per inhabitant per day).
Only 11% of the 3.3 million tons of municipal waste produced in the whole of Catalonia is recycled or composted. 68% is directly disposed of all together without any kind of preliminary treatment, and 21% is disposed of in the form of slag and ash from incineration plants.25 The contrast between the situation and trends in different regions of the country corroborate the close connection between technology and the waste culture. There is a significant relationship between the production of refuse and the type of dwelling and consumer habits that still tend to be associated with the increase in purchasing power (Table 4, page 13). Where the incineration of everything dumped together has been imposed, the percentages of recycling and composting are minimal. Paradigmatic cases of regional management revolving around an incineration plant are El Tarragons, El Girons and Maresme and it is here where the levels of recovery are lowest. On the other hand, in places where people protests and/or a more courageous attitude by the local authorities have made room for alternatives, active policies of recovery and reduction are beginning to make headway despite the existence of many obstacles.
Protests by the local community and ecologists brought about the unexpected and last minute stop to the construction of a large incineration plant in the Zona Franca in 1997, where it was planned to burn over half of the waste of the thirty-three municipalities that make up the Barcelona Metropolitan Agency. Since then, the Metropolitan Waste Management Programme has set the objective of recovering 60% of all refuse by 2006. Different types of selective collection attained an overall recovery of 11% in 1999, which is still a long way from the goal. A look at the situation in more detail, however, shows that composting and recycling plants are already in operation and this means that much higher levels of recovery are being achieved in the deployment of organic and inorganic household material separation (Table 5, page 14)
The leading town in the whole of the region covered by the Barcelona Metropolitan Agency (EMSHTR) in 1999 was Tiana, a municipality in south Maresme that had a 32% recovery rate. Montgat, the other town in the same area that forms part of EMSHTR, also had a figure of over 15%. A comparison with the other nine municipalities in Baix Maresme is enlightening for they generated 1.6 kilos/inhab/day of waste, only 6% was recovered and 83% was incinerated. The contribution made by selective collection in containers of domestic waste only came to four and a half percent. A difference of up to a meagre 6% came from auxiliary selection systems at the input point of the Matar- incineration plant. Incineration really does create an addiction to waste.The possibility of opting for active policies in favour of recovery and reduction is within reach of everybody. The singular experience of door-to-door selective collection deployed in Tiana (Maresme), Tona (Osona) and Riudecanyes (Baix Camp) aroused interest in the media throughout 2000 and lead to a quantum leap to 85% of all household refuse collected being composted or recycled. This result coincides with those of small scale experiments made in the U.S. at the Center for the Biology of Natural Sciences (CBNS), and has already lead to an association between different municipalities in Catalonia that are interested in bringing this into general use.
These good practice experiences show that when there is a will to do so, and the means are made available, it is possible to make a spectacular increase in recovery percentages. The results in the first towns to do this are significant for municipalities with both high (Tiana and Sant Just Desvern) and low (Badia del Valls and Ripollet) levels of income, and for both dispersed (Torrelles de Llobregat) and denser and more compact (Molins de Rei, Sant Feliu de Llobregat and Montcada) urban structures. Amongst the fifteen municipalities in the metropolitan area of Barcelona that had recovery percentages of over 15% in 1999, is the municipality that generated the least amount of waste per resident (Badia, with 1.1 kilos/inhab./day), and those that generated the most (Castelldefels, where the wave of beach tourists drives the index up to 2.36, and Torrelles de Llobregat with 1.86 kilos/inhab./day).
Economics must always be considered, of course. To start off, however, the task of reducing and recovering waste, innovation capacity and democratic vitality are more important. The key is to establish the involvement of people in general with a message that is comprehensible, motivating and congruent with the collection and treatment systems that are used. Certain technologies, like incineration, act as a vacuum cleaner for waste and create a favourable environment for the unsustainable elimination culture. Others, like composting and methanation of the organic fraction and the recycling of the inorganic part, stimulate the culture of reduction, conscientious selection and the maximum recovery of refuse. Combinations of cold biomechanical systems, like those used in the Ecoparks that are under construction in the metropolitan area of Barcelona, gradually adapt to the increase in the selection of materials at the input by improving the proportion of recovery and refuse at the outlet. Incinerator plants need to be fed with refuse.
Economic instruments
While the will to do so on its own is enough to start developing the new culture of waste reduction, new economic instruments will need to be applied to bring high recovery percentages into general use for large groups of population. There are two principal ones, the collateral system and ecological taxes. Some kind of collateral, security or deposit on returnable containers and packaging is the most efficient system for stimulating the reduction and reuse of the fraction that most stimulates the increase in the production of unnecessary waste. The Law on Packaging and Packaging Waste (LERE) that was passed in 1997 recognises this, at least rhetorically, in establishing in article six the obligatory nature of a system of deposit, refund and return of containers:
"Packagers and traders of packaged products or, when it is not possible to identify the aforementioned, those who are responsible for the packaged products when they are first put on sale on the market, will be obliged to:
Charge their clients, right down to the end consumer, an individualised amount for each container that is the object of transaction. This amount is not to be considered as being the price nor will it be subject therefore to any kind of taxation
¥Accept the refund or return of packaging waste and used containers of the type, format or make that they market, and return the same amount that was charged in accordance with that laid down in the previous outlineÓ.
Unfortunately, as a result of pressure exerted by the packaging and throwaway plastic packaging manufacturers lobby, the LERE added a seventh article that converts this into a virtual principal (that, for the time being, has no other function than that of complying rhetorically with the spirit of Community Directive 94/62/EC, and inducing companies to do the opposite):
The economic agents indicated in section 1 of article 6 are exempted from the obligations regulated in the above-mentioned article when they participate in an integrated waste management system for packaging and used containers derived from the products marketed by them.
The imposition of the option defended by the group of companies interested in maintaining the culture of non-reusable containers and packaging was passed by the Spanish parliament with the votes of PP and CiU, contrary to the opinion of many other important political and social forces, and also against the resolution passed by the plenary of the Barcelona Metropolitan Agency that manages the waste of half of the population of Catalonia. According to this resolution, passed on January 16 1997 with the votes of PSC and IC-V, and the abstention of PP and CiU,
The implementation of the deposit system for packaging could represent, at least in the Area of the Metropolitan Agency, a preventive reduction and the reuse of over 11% of all municipal waste, at the same time that it would represent the return of more than 12% of the weight of inorganic materials. 90% of the organic fraction of refuse could be treated biologically by producing bio-gas and compost, which, added to door-to-door recovery and collecting and storing centres for inorganic materials not included as packaging (paper, bulky, textiles), would only generate refuse of around 16%. With these systems, it is feasible to greatly reduce the end-of-pipe treatment of refuse systems (incinerators, landfills, etc.) and the catchment areas, at the same time that there is a substantial decrease in the size of the necessary mechanical selection plant. The cost to municipalities for applying the deposit system for packaging, special waste and certain voluminous types of waste (white line household appliances) would accordingly be much less than the integrated system of management, at the same time that the impact on the environment of the management of waste would be substantially minimised.Ó
The resolution urged the parliamentary groups in the Spanish parliament and Senate to consider the deposit, refund and return system as the best system for rationalising the management of used containers, and to limit the possibility of exemption from the obligations deriving from this general procedure through participation in an integrated management system for packaging and used packaging to exceptional cases.Ó However, the LERE opted for the option that was diametrically opposed to this. It opened the door to the general use of the so-called integrated management system through payment by the consumer of a tax on each container or form of packaging that he/she buys, and has limited the real obligatory nature of the deposit and return system to very special cases:The purpose of integrated management systems will be to periodically collect used containers and packaging waste at the consumers home or nearby. They are to be formed in accordance with agreements adopted between the economic agents operating in the sectors concerned, except for consumers, users and public administration authorities, and they must be authorised by the competent governing body in each Autonomous Community where they will be implemented on a territorial basis, subject to hearing by consumers and users.
It is worthwhile paying attention to the fact that it is the autonomous communities who give authorisation or not for periods of five years to companies exempting them from the obligation of establishing a system of reusable packaging with collateral. This decision was made, moreover, after having listened to the opinion of consumers and users in public hearing. If the Autonomous Government of Catalonia wanted to, it could make the integrated management system an exception and, without changing the present Law on Packaging and Packaging Waste at all, make the deposit and return system obligatory in Catalonia. It would only have to demonstrate that it really is an autonomous community.
As a solution, eco-taxes are worse than the deposit and return system for reducing or reusing containers and packaging. On the other hand, they are an essential tool for applying the principle of the polluter pays to the other fractions, and economically dissuading the mass delivery of unseparated materials to landfills and incinerator plants. While dumping and burning are cheap, too cheap, such end-of-pipe systems dissuade recovery and reduction. What is not paid for in money is paid for in pollution and environmental degradation. For this reason, it is essential, and also a main part of any active waste reduction policy, to drive a wedge into the public prices that are paid at the input to these end-of-pipe treatment systems so that the external environmental and social costs are absorbed and the positive external aspects (in the form of the saving of resources, energy and pollution) are subsidised through lower relative prices for the users of the composting, methanation and recycling systems.The criteria of the new environmental system of taxation recommend that, whenever possible, the liability to pay an eco-tax (or any other economic instrument such as the deposit and return system) must be as far as possible from the end user. Payment on account needs to be transferred to the economic agent who really has a greater response capacity. It is obvious that the concentrated expenditure of companies when they invest carries a lot more weight in producing the problem and in solving it than the disperse and often impotent spending of families at the end of the chain of consumption. Nevertheless, there is always one part of the economic support of the waste collection and treatment system that has to fall, in one way or another, on all taxpayers. It is impossible to impose an Eco-tax on the farmer or fruit seller in the market for each apple skin that gets thrown into the rubbish, or on the furniture manufacturers for our grandparents old furniture that we are taking to the tip.
Just as two cultures clash in terms of the systems of treatment, the elimination and reduction of waste also confront each other in the system of taxation. The first looks for the most painless and invisible way possible to make taxpayers pay. Its logic does not go beyond the mere proportional off-loading of costs; it costs so much to manage this waste so each one has to pay so much. The second one seeks to convert the taxes on refuse into an instrument of environmental education that acts as an incentive for people to adopt more responsible forms of behaviour. An example of the culture that hides waste under the carpet so far as tax is concerned is the local authorities that camouflage their taxes in other figures like the property tax or simply by making them disappear by paying the expense from general funds.
The history of the Environmental Tax on Municipal Waste Management (TAMGREM) of the Metropolitan Agency is very enlightening in this respect. It was created in order to transfer the increase in cost of waste treatment to the taxpayers and was camouflaged in the water bill because hardly anybody paid it when it was processed directly. This bound its fate to the water war that was waged around ten years ago by residents associations in metropolitan areas against impositions in the receipts made by the water companies.26 The Financing Commission of the Supervisory Council began work in 1998, a year after the PMGRM was passed, and it reached a joint agreement concerning the conviction that a new model for the system of taxation and financing is needed to resolve the conflict that still remains to be settled and that simultaneously guarantees:
Despite the considerable extent of the protests made by local residents, the camouflaging of the waste tax in the water bill was efficient for increasing the income of the metropolitan authorities, which have seen a significant reduction in the figure of non-payment and fiscal management expenditure in relation to the previous situation where receipts were transacted directly to the tax payers. This formula however does not have the qualities of transparency, proportionality and progressiveness that an environmental system of taxation needs to provide incentives. While this question remains unresolved, it is not possible to progress to a new model for financing the PMGRM that is socially acceptable. For this reason, and adhering to the new water law 6/1999, the Financing Commission is working on possible formulae in order to obtain a TAMGREM that is separate from the water bill and that responds to the criteria of transparency, proportionality and the provision of incentives to responsible forms of environmental behaviour that are characteristic of a true ecological tax. One possibility, which would maintain fiscal management through the water companies in order to ensure collection efficiency, is that given in figure 4 (page 19).
- The sufficiency of tax collection adjusted to the provision of the prevention, collection and treatment services of municipal waste.
- The proportionality between the amount to pay in the form of taxes or public prices, and the quantities and qualities of the waste generated in each municipality and by each single taxable waste producer, as far as is possible.
- The provision of behavioural tax incentives that need to stimulate environmental management based on reduction, reuse and recycling.
The application of the tools of environmental economics in the context of a new waste reduction, selection and recovery culture that is congruent with the systems of product packaging, sales and manufacturing and with the biomechanical technologies of compost and refuse treatment, can give a decisive turn to the nightmare situation that municipal waste generation finds itself in in Catalonia. The daily rubbish bag in many towns and villages in Catalonia is already reaching close to the two-kilo average recorded in the United States, and it sometimes exceeds this figure. The municipalities with the highest level of waste generation are often formed of the more dispersed type of urban structure and with the significant presence of tourist, commercial or leisure activities (Table 6, page 17):
While it is true that the municipalities that generate most waste have a population with a higher level of income, and towns with a lower available income often generate less, the correlation is not so high because there are other cultural, social and political factors at play (diagram 3, page 18). This is the active gap that the environmental tax regulations need to provide economic incentive for.Tallied and debated
There is no definitive relationship between business activity, the distribution of wealth and waste generation. There is only a trend and not a very marked one at that because it can be actively contravened with the development of innovative policies, technologies and culture for managing and reconverting waste into resources. Economics must always be considered, of course, but the same is true for politics and society as well. Environmental improvement is a result of human development and not of economic growth as such. The real increase in people ability to choose is, and has always been, a democratic conquest and never a mere by-product of the increase in income or market turnover.27
References
1 R. Margalef, Teor'a de los sistemas ecol-gicos, Publicacions de la Universitat de Barcelona, Barcelona, 19932, p. 94.
2 E. P. Odum, Ecolog'a. Peligra la vida, Macgraw-Hill, Mexico, 19952, pages 105-107.
3 L. Mumford, T42;cnica y Civilizaci-n, Alianza Editorial, Madrid 19946.
4 R. Goodland, H. Daly et al. El tesis de que el mundo est‡ en sus l'mitesÓ, in R. Goodland, H. Daly et al, Medio ambiente y desarrollo sostenible. M‡s all‡ del Informe Brundtland, Editorial Trotta, Madrid 1997, pages 19-36.
5 Considered in its broadest sense as low enthropy or exergy: see N. Georgescu-Roegen, La ley de la Entrop'a y el proceso econ-mico, Fundaci-n Argentaria/Visor, Madrid 1996, p. 378; and also J. M. Naredo and A. Valero, Desarrollo econ-mico y deterioro ecol-gico, Fundaci-n Argentaria/Visor, Madrid, 1999, pages 157-284.
6 A. Mas-Colell, ÒElogio del crecimiento econ-micoÓ, in J. Nadal co-ord., El mundo que viene, Alianza Editorial, Madrid, 1995. pages 209-212.
7 N. Rosenberg, Dentro de la caja negra: tecnolog'a y econom'a, Quaderns de Tecnologia/La llar del llibre, Barcelona, 1993.
8 For resources, and on a world scale, see G. Gardner and P. Sampat, ÒHacia una econom'a de materiales sostenibleÓ, in Worldwatch Institute, La situaci-n del mundo 1999, Icaria, Barcelona, 1999, pages 91-123; and also J. M. Naredo and A. Valero, Desarrollo econ-mico y deterioro ecol-gico, Fundaci-n Argentaria/Visor, Madrid, 1999. For patterns of consumption in Great Britain, T. Jackson and N. Marks, ÒConsumo, bienestar sostenible y necesidades humanas. Un examen de los patrones de gasto en Gran Breta-a, 1954-1994Ó, Ecolog'a Pol'tica, no. 12, 1996, pages 67-80.
9 World Resources Institute, Wuppertal Institute and others, Resource Flow: the Material Basis of Industrial Economies, Washington, 1997.
10 E. U. von WeizsŠcker, L. H. Lovins and A. Lovins, Factor 4. Duplicar el bienestar con la mitad de recursos naturales. Informe al Club de Roma, Galaxia Gutemberg/C'rculo de Lectores, Barcelona, 1997; J. H. Spangenberg, F. Hinterberger, S. Moll and H. SchŸtz, ÒMaterial Flow Analysis, TMR and the mips-Concept. A Contribution to the Development of Indicators for Measuring Changes in Consumption and Production PatternsÓ, Wuppertal Institute for Environment Climate Energy, 1999 (publication in the Journal of Sustainable Development, vol. 1 no. 2).
11 M. Jacobs, La econom'a verde. Medio Ambiente, desarrollo sostenible y la pol'tica del futuro, Editorial Icaria, Barcelona, 1996.
12 E. Tello, ÒDe la produci-n neta a la sostenibilidad ecol-gicaÓ, Medi ambient. Tecnolog'a i cultura, no. 13, 1995, pages 30-46.
13 R. Costanza. J. Cumberland, H. Daly, R. Goodland and R. Norgaard, Introducci-n a la Econom'a Ecol-gica, AENOR, Madrid, pages 123-154.
14 G. Gardner and P. Sampat, ÒHacia una econom'a de materiales sostenibleÓ, op. cit., p. 107.
15 E. Magnani, ÒThe environmental Kuznets curve, environmental protection policy and income distributionÓ, Ecological Economics, no. 32, 2000, pages 431-443.
16 E. P. Odum, Ecolog'a. Peligra la vida, Interamericana/Macgraw-Hill, Madrid, 1993, p. 252-253.
17 M. De Kadt, ÒLa gesti-n de residuos s-lidos de Estados Unidos en la encrucijada. El reciclaje en la rueda de la producci-nÓ, Ecolog'a Pol'tica, no. 20, 2000, p. 80.
18 B. Commoner, En paz con el planeta, Cr'tica, Barcelona, 1992, pages 102-136.
19 Th. Colborn, J. P. Myers and D. Dumanoski, Nuestro futuro robado, Ecoespa-a, Madrid, 1997.
20 A. P. McGinn, ÒRetirar els products contaminants organics persistentsÓ, in Worldwatch Institute, LÕ estat del m-n 2000, UNESCO Catalonia Centre, Barcelona, 2000, p. 86.
21 M. De Kadt, op. cit., p. 81.
22 A. P. McGinn, op. cit., p. 86; M. De Kadt, op. cit., p. 80.
23 M. De Kadt, op. cit., 2000, pages 82-84.
24 M. De Kadt, op. cit., 2000, pages 86-88.
25 Junta de Residus. Memoria dÕactivitats 1999, Generalitat de Catalunya, Barcelona, 2000, p. 42, and La gesti- dels residus a Catalunya. Balan 1993-1999, Generalitat de Catalunya, Barcelona, 2000, pages 10-11 and 30.
26 E. Tello, ÒFiscalitat ambiental i nova cultura de lÕaiguaÓ, Medi ambient. Tecnolog'a i cultura, issue. 25, 1999, pages 27-39.
27 A. Sen, Desarrollo y libertad, Planeta, Barcelona, 2000.
Are controlled landfills necessary?
Lluis Otero i Massa
Operations Director of the Hera GroupThe author analyses whether the latest generation controlled landfills are the best option, environmentally and economically speaking, for the management of final waste from municipal waste. The author covers eight key aspects: the reintegration of the environmental rucksack in the earth; the impact of infrastructures; the environment of controlled landfills; the destination of final waste; the technologies available; managing demand; costs, and, finally, its evolution. At the end of the text is a glossary of terms, which includes some which are new or little known.
This article expresses criteria and conclusions that are strictly personal and the result of a professional career that spans a period of over ten years involved in discovering and providing what was most needed in terms of planning and the development of environmental activities in Catalonia. This includes waste minimisation and industrial emissions; the integrated and fractionated management of municipal waste; the recovery of polluted soils and improvement of the environment; and the disposal of final waste. Experience with a Catalan resource management company that provides integrated environmental services for industry and government authorities, and which has one of the most advanced controlled waste facilities in Europe, has served to complete these views.
The objective is to get the key ideas down on paper in a clear way so that the reader can compare and develop a balanced opinion on the subject, especially in the context of the other articles in this journal. My own personal views changed radically when I became involved in the multiple dimensions of controlled landfills and found myself having to deal with these concepts.
The article analyses the raison dՐtre of controlled landfills, which are a form of environmental infrastructure designed and managed according to strict engineering criteria (a recent development that is in fact conceptually opposed to the traditional uncontrolled dump) and emphasises their fundamental features that are imperative at the present time Ñwhich we can and must secure so that they may be considered the best available technology that is environmentally correct and economically viable for numerous types of waste
Preliminary treatment and secondary valorization are presented in the analysis, along with the fractionated management of waste, which are increasingly associated with this form of end disposal that, along with prevention and recycling, makes up the Integrated Waste Management System (IWMS)1, a concept that is internationally consolidated and that should not be confused with Integrated Management Systems (IMS), an interchangeable term introduced by the Law on Packaging and Packaging Waste. It is foreseen that the fractionated management of waste, together with secondary valorization and end disposal will continue to form a basic component of IMS throughout the first two decades of the 21st century as a sustainable closed-cycle economy is implemented that is extensively dematerialised, renewed and environmentalised.
As a tangible guide, a 10% increase in effectiveness has been achieved in the selective collection of municipal waste in Catalonia in 6 years. This is a very low result, especially considering that this is the easiest and most economic percentile. This means that the new century has begun with a final waste proportion of 90%, which grows at a high rate in absolute terms, just like electricity consumption and other indicators that clearly show both the prosperity and the unsustainability of the ecologically inefficient economy. The second percentile (up to 20%) may well be attained quicker and with more intent, means and instruments, especially computers and economic instruments, once certain contractual2 or calculation errors that have affected the initial stage have disappeared.Likewise, the article seeks to provide criteria for comparison and points of view for the existing dialectic (which is often more biased than scientific and logical) on the two main options for disposing of final waste that exist at the present time. Controlled landfills (isolated reintegration, which is innocuous to the lithosphere) as well as incineration (thermal oxidation into the atmosphere) are forced to coexist, with each one specialising in the ambit that is most fitting, with both of them producing strictly controlled emissions. Optimised systems of fractionated management of waste are also being developed although an assessment of these lies beyond the scope of this article.
Over and above what is called for in the Landfill Directive, a model for a desirable and ethically necessary controlled landfill is defined, together with the basic, comprehensive environmental profile that is required, which includes insulation, zero waste and self sufficiency (energy, water, and cover materials, restoration, improvement of the environment and promotion).Lastly, the cost matrix system of a complete, law-abiding controlled landfill is given by way of illustration and as a preliminary arrangement. The result reveals the likely shortfall in existing standard rates available for municipal waste3 to cover these costs, when this circumstance is expressly prohibited by the Directive. Furthermore, differences in the level of administrative control over the installations in different areas of a region (in the case of the Autonomous Communities) can lead to situations that are controversial in environmental and economical terms, with obsolete vehicles being transported to places where more is paid for this type of consumer waste because of inadequate management (in the fragmentation and the disposal of fluff), the use of low quality compost in agriculture, the environmental dumping of industrial products and environmental services, etc.
In the case of municipal waste, the cost of disposal in controlled landfills is at present marginal in relation to the cost of collection. Moreover, the way that this is charged (by overall weight collected instead of by volume4, and even worse when there is a set annual cost irrespective of the quantity) even discourages reduction, selective collection and recovery. Inventive solutions have been found in some countries, such as specific slogans to motivate the return of consumer waste to shops, advance taxation for the managing of consumer waste, and the payment of waste volume through the compulsory use of official taxed bags.
Key questions
An attempt is made to answer or, at least, embark on the following issues as they concern controlled landfills:
- What is the basic concept of this alternative or, in other words, what does it really do? Is it common sense or natural?
- What does it do with carbon, ammonium, chlorides, water and other key elements in municipal waste?
- What resources are consumed and provided, and what is the distribution in weight and volume of output between the receiving media (including combination with oxygen, nitrogen, treatment water, etc.) per ton treated?
- Specifically, what is the gross and net contribution (discounting the valorization effect) to the greenhouse effect and what does it depend on?
- What are the types and how many are there, and what is done with secondary waste, if there is any?
- How long does installation take, how often does it need to be up-dated, and what is done to it in the end?
- In what aspects and to what degree has it improved over the past 10 and 20 years, and what can one still expect (quantity of emissions, emission limits)?
- What was the cost per kg of municipal waste ten years ago, how much does it cost now and how much will it cost in five years time?
- What does the cost matrix depend on: weight, volume, humidity, released substance content?
The European Landfill DirectiveAn analysis is made of whether and when the latest generation of controlled landfills are the best available technology in terms of being environmentally correct and economically viable for managing municipal waste/final waste, and whether they are socially and economically acceptable and compatible with the general hierarchy of options of an Integrated Management System. All of this is a delicate and controversial issue for the consumer society at the beginning of the 21st century.
Municipal waste is the most complex for waste managers, and it comes closer and is more emblematic for the people who produce it just at the time when the European Landfill Directive is being implemented. However, the principle that the Directive implicitly assumes, i.e. the inevitable contribution to the greenhouse effect of a large part of the carbon atoms from waste discharged in controlled landfills, has not been sufficiently demonstrated. By virtue of this hypothesis, which is pending verification or rejection by the new generation of controlled landfills, the Directive enforces the prevention of Òcarbon drain dumpsÓ by forcing their removal from a growing percentage, prior to discharge in controlled landfills by way of preliminary treatments which have not been sufficiently proven to be preferable. The current Directive bans the natural anaerobic reactor without making this conditional on the efficiency of the collection and valorization of the biogas produced whereas paradoxically it is being promoted by the United States environmental authority at demonstration level. The measures imposed in the European Union will have very important economic consequences in the medium term for many member states with highly diverse climatic, geographical and technological characteristics.
Furthermore, the Directive could make many existing installations of this type illegal, for two quite opposite reasons:
- Due to the lack of appropriate requirements and governmental control in the past, this has given rise in the majority of cases to technical shortfalls in inevitable aspects such as the lining and covering of landfills to impede water infiltration, the collection and internal management of leachates, the extraction and valorization of biogas (genuinely natural, local and renewable and which is quite miraculously produced by anaerobic bacteria in a spontaneous and highly efficient way);
- In others that do comply with the prevailing technical regulations but where the current municipal tax may be insufficient to cover the total costs of location, of the site, conditioning, the processing of by-products that are produced, financial surety, vigilance, closure and post-closure care, in accordance with the demands of the Directive.
A simple calculation is made below to illustrate just one representative ton of municipal waste produced on average in Catalonia. A family of three produces approximately one ton of waste over the period of a year. This is very little (only 5%) compared with the 3 x 76 = 228 tons/year of the material environmental rucksack (a concept which is explained further on), and the 180 m3 and 177 GJ of the water and energy rucksacks of this same family unit. Nevertheless, this is waste that is very close at hand, identifiable and problematical for all of the agents involved (those who produce the waste, the authorities and waste managers). It contains approximately 390 kg of organic material, 220 kg of paper and cardboard, 120 kg of plastic, 60 kg of glass, 40 kg of metal, 30 kg of textile fabrics, 10 kg of hazardous domestic waste and 130 kg of other materials.If the family that produced all of this in just one year had to store it at home, it would occupy around 7 m3, (without being compacted) and waste would fill the entire house after a whole generation, i.e. 25 years. Given that the current cost of renting accommodation is around 6,600 pesetas/m3/year, the space occupied by the domestic waste produced by a family in just one year, over the course of one generation in the home, would cost 1,155,000 pesetas (with the waste compacted down to 1 m3: 165,000 pesetas/ton/25 years), without accounting for the inconvenience and expense involved in managing the liquids and gases that would escape from the Òstorage roomÓ, given the particular characteristics of refuse and obsolete consumer products (dirty containers, fruit and vegetable remains, leftover food). A controlled landfill in Catalonia charges between 3,500 and 5,000 pesetas to take charge of one ton of waste at the present time, whereas in Central Europe the price increases to around 28,000 pesetas per ton.
Following this illustrative calculation of a problem that every generation has had to face but never so much as now with the high standard of living of the technological society, the question needs to be asked: What is really the best strategy to adopt for dealing with waste? The answer, just like the whole ambit of the environment, is very easy; the three basic techniques of sustainable development (that come down specifically to numerous practical measures) need to be applied5:
This is not the place to go into the real prevention of consumer waste that is produced (a long forgotten issue and one that lacks inventive and budgetary drive), nor primary recycling (as yet still unknown and not efficiently promoted) based on good segregation and selective collection beforehand.
- dematerialisation,
- renewability,
- and environmentalisation.
A matter that does need to be pinned down, however, due to the interrelationship with controlled landfills, is the basic concepts of pre-treatment (fractionated management) and the secondary valorization of waste and final waste. These generally begin with the physical (size range, ballistic and grading) fractionation of the waste en masse, with the waste fractions then being processed separately by secondary valorization or end disposal according to their composition (biodigestion, composting, selection, manufacture of competitive fuel substitutes, controlled landfilling, incineration, etc.).
Now is the time to touch on the never-ending story of the pros and cons of controlled landfilling in the process of the end disposal of final waste, always bearing in mind that resource recovery and the avoidance of impacts are possible. And this without taking into account any improvements brought about by possible and desirable pre-processing beforehand. This naturally gets compared with the basic disposal alternative that exists at the present time, without wishing to be controversial or competitive (and equally compatible with the possibilities of the previous priority options), which is incineration or the atmospheric thermal oxidation at medium temperatures of final waste.
Given that a whole treatise could be written on this and the fact that numerous life cycle assessments have already been made, this article limits itself to presenting a comparison (made by the author and summarised in the following table) of the main aspects under analysis, and which is coherent with other results that are consulted. This is presented more as food for thought than as a conclusion concerning the acceptability or suitability of any of the options considered for a particular situation.
The eight key aspects
1. The concept of controlled landfilling: returning the environmental rucksack to the earth
The material environmental rucksack of the countries in the European Union is around 75,000 kg/inhabitant/year. While it is obvious that this enormous quantity of materials Òcomes out of the earth and has to go back thereÓ, it will also clearly do so (or at least it is expected to) in cycles that are progressively smaller throughout the third millennium, both in relative and absolute terms.
The principle of mass conservation and the need to conserve the quality of the environment mean that everything that is extracted from the Biosphere for human use in the present-day technological society and not left as stock in the Technosphere cannot be dumped either in the air or in water, except for what originates from these media in a renewable way, but must go into the earthÕs crust, partially in controlled landfills, when these are the best environmental, social and economic option, and always with the proviso of maximum containment or valorization of any emissions into the air or water that may occur.
So, to take the drama out of the concept, the controlled municipal waste landfill is a storage space for primary materials, by-products and obsolete products, which are innocuous in normal conditions, which coexist with man. They have familiar molecular forms of common chemical elements that, for the most part, already exist in nature, including paper and cardboard, glass, organic material, metal, wood, rubber and gum, natural textiles. A quantitative minority are artificial and inert or break down very slowly, including plastics, synthetic textiles, etc.
Whereas no hazardous recombinations of these molecular forms or hazardous metals or organic compounds are produced in controlled landfills, just as no heavy metals are produced in the recycling of used paper, contrary to what the detractors of this form of recycling claim, they extract those that have been used in dyestuffs.
Matrix of the material environmental rucksack (see table, page 25)
Of this quantity, the municipal waste produced as obsolete products resulting from domestic consumption and services represents a fraction that does not exceed 5%, or 14% of the visible part. Most of the visible and invisible rucksack goes directly into the lithosphere, into the sea, into watercourses and into the atmosphere (such as CO2 and water vapour from combustion). A person living in the West generates 5,852 tons of environmental rucksack (31 tons of municipal waste) throughout his/her life (77 years on average), and there are around 1,000 million people alive around the world today that maintain this unsustainable and unfair Òlevel of material well-beingÓ (along with the other 5,000 million that are alive at the present time and the countless number of future generations).2. The territorial impact of discharge infrastructure, and how this conditions the types of solution
The surface area that a modern controlled landfill occupies can be considered to be acceptable if one compares it with previous figures6: 0.25 m2/inhabitant/25 years, where all of the municipal waste generated is taken, without any integrated or fractionated management. If one compares the territory covered by Catalonia and its population, which gives a figure of 6,333.3 m2/habitant, controlled landfills only take up 4 parts per 100,000 of the territorial space). This use of territorial space can even be minimised and reused for specific and attractive purposes, given a certain amount of imagination (there are very valuable projects on this that go way beyond mere reforestation).
Nevertheless, the characteristics of each territory in question (the lack of space, insularity, topography, hydrogeology, the availability of lining materials, drainage and cover materials, etc.) very directly condition the suitability of controlled landfilling as a solution for the end disposal of the remains of municipal waste.
3. Improvements in the controlled landfilling environment.
In addition to the fact that there is no extensive use of materialised labour in construction, and that many materials can be recycled or renewed, nor is there any rubble or waste produced during or at the end of its useful life. Access tracks and unloading platforms are often temporary and recyclable. Structural designs of the continuous medium that constitutes the controlled landfill are optimised through calculations using finite 3-D elements.
As has been suggested beforehand, the areas used are often recovered from previous forms of use having a considerable environmental rucksack, such as quarries, or they are clearly improvable as controlled landfills. It must be possible to cover them and not only must this be done in such a way as to prevent emissions and the entry of air, water and sunlight, together with the maximum recovery of water (leachates and rain water) and energy, but they must also be designed for imaginative and attractive forms of subsequent use, like gardens, sports facilities, reserves of botanical biodiversity or botanical theme parks. Installations of this type exist in Catalonia with pitch & put practice courts, and integrated projects for improving the environment are being introduced.
4. The destination of final waste from reduction, reuse and valorization
The trend curves and the laws of thermodynamics come to the obvious conclusion that it will not be possible to carry the strategies of dematerialisation, renewal and environmentalisation that constitute sustainable development through to their ultimate conclusion during the first two decades of the 21st century. In the specific terms of waste, these strategies are the reduction in waste generation, reuse-recycling and the efficient valorization of the resources contained in waste, in addition to the minimisation of the impacts of disposal. The mechanisms of demand management have a great potential, although there is a large amount of inertia that prevents them from being introduced.
5. Technological treatment improvements available for certain waste flows and fractions
The table below shows the BAT for certain municipal waste fractions (see table, page 26).
6. Managing resource demand in waste disposal, water use and energy expensesThis mechanism is so important in guiding the transition to sustainability that it was the subject of a paper on ways to stimulate it at the IV Environmental Forum Symposium held at the ECOMED-Pollutec trade fair in Barcelona in February 2001. The paper is available on the Fundaci- F˜rum Ambiental web page.
In fact, without the contribution of the experts in resource management, rapid progress cannot be made in savings and environmental loads that are frequently caused by resource use. It is also an economic law and common sense that, for a waste manager or a water or electrical energy supplier to be motivated in this sense, they need to participate in the economic and environmental savings that accrue to their clients in the way of new types of Ôwin-winÕ relationships that are not formulated in an easy way.
7. The cost of controlled landfilling
The table below shows the vector type of resource use attributed to municipal waste accepted at a controlled landfill (the obvious fact that one kg weighs one kg has not been included). The resource use matrix consists of the group of waste vectors admitted (see table, page 26).
This table (see table, page 26) gives a tentative cost matrix for the resources used in a controlled landfill (example).The evolution of costs
As such, it is not possible to talk of an evolution in costs in the matter of controlled landfills, simply because the concept is a new one. From the opposite type of practice, completely lacking in services, controlled landfills got their image when they are not like that at all. This permitted a charge of 100 to 500 Ptas/t, when it was not simply a question of dumping waste in a gully, to cover the cost of transport. The environmentalisation achieved through the use of controlled landfills has increased considerably, to which we must add the options of renewability used: water and biogas. The most accepted figure for the cost in Spain at the present time, according to studies made by the European Union on the occasion of the implementation of the Directive and various different private operations, is between 6-7 pesetas/kg, and this is still not applied to any installation due to the lack of municipal financing.
Comparatively speaking, the cost of incineration in Spain has gone up from 0.5 pesetas/kg to around 10 pesetas/kg (for new plants, once the sale of energy has been deducted, with the correct management of flying ash).
Glossary
Integrated Solid Waste Management: where the existing options for management are used to an optimum degree and in an optimum way; all the agents that are involved participate according to their obligations; each fraction is treated as required; the necessary instruments are implemented so that all stages are viable and, as a whole, everything is ecologically efficient, i.e. the service of managing consumer waste materials is done with a minimal environmental impact (emissions and use of resources) and at a minimal expense.
Controlled landfill: an isolated lithospheric storage space conditioned in an optimum way for a large part of the environmental rucksack resulting from human activities, especially the inorganic fractions with simple yet robust techniques that attempt to imitate the laws of Nature (with no explicit contra-indication for the organic fractions, in spite of the fact that they imply a higher magnitude of technical complication).
Municipal waste incinerator: a highly sophisticated chemical plant for oxidising or evaporating the organic and other components that can be oxidised from the part that can actually be incinerated at medium temperatures and with an excess of oxygen. This results in a large reduction in weight (75%, which in part is dangerous due to flying ash) and solid and liquid volume (90%), and gas production (especially, and desirably, of CO2) within very strict concentration limits of pollutant emissions into the air. Extensive possibilities of energy recovery.
Valorization: the use of resources with a rate of efficiency and at a cost that is competitive with the existing alternatives on the market.
Recovery: the obtaining of an available secondary material from a process or material. Some European Community and national regulations provisionally and specifically designate this as valorization (Directive on Packaging and Packaging Waste).
Sustainable development: This occurs when economic growth is less than the overall total progress in the dematerialization, renewal and environmentalisation of products and services.
Equitable development in space and time: The parallel distribution of quality of life between the inhabitants of planet Earth and successive generations.
Ecological efficiency: a revolution in the new economy that consists of doing more with less, with a 4-10-20 factor increase in material, water and energy productivity.
Demand management: The sharing of customer-supplier interest in services and resources, with a Òwin-winÓ criterion so that all of the suppliers know-how has repercussions on the saving of resources and emissions through the sharing of the additional added value that is produced.
The material environmental rucksack of a product or service: the quantity of different kinds of materials (eroded, handled, extracted, consumed biotics, etc.) that are visibly or invisibly used to provide a product or service, in addition to that which, in the form of a product, becomes consumer waste.
Project for the Prevention, Recycling and the Maximum Valorization of Regional Waste: a joint effort by the public, government authorities and management companies to apply the three principles of sustainable development expounded to municipal and industrial waste in the region.
Bibliography
Programa de Gesti- de Residus Municipals de Catalunya. Junta de Residus
Ecologia duna ciutat. Ajuntament de Barcelona
Gesti-n Integral de Residuos S-lidos. Tchoanoglous
Gesti-n Integrada de Residus Municipals. Projecte VALOR. Institut Cerdˆ
Minimitzaci- de Residus i Emissions Industrials. Departament de Medi Ambient - Institut Cerdˆ.
Integrated Solid Waste Management. Procter & Gamble.
Pla Metropolitˆ de Gesti- de Residus Municipals de Barcelona. EMSHTR
References
1 Optimum use made of each management option, with particular attention to each fraction, with the intervention of all of the agents involved, and the implementation of the necessary instruments for viability at every stage.
_2 A preferential price has voluntarily been set at the Coll Cardus CL, which is being treated as a pilot plant, for municipal waste and refuse from selective collection and recovery systems.
_3 Despite this deficit in municipal budgets, there are those who call for taxes on disposal in CL in order to encourage other less competitive alternatives with possibly more externalities.
_4 The question has been asked: which costs more, the collection of an empty 5-liter water container with refuse or with light packaging? And why are there so many water containers in municipal waste? And why is the CL tariff per ton and not according to volume, humidity, salinity, the wasteÕs potential to generate ammonium or fermentability?
_5 A practical definition: Sustainable development (over one year) occurs when growth is lower than dematerialisation plus renewal plus the environmentalisation of the economy: C < D+R+A. Examples, beyond the scope of the article. A new piece of data: the recycling of used paint. Key mechanism: the Management of the Demand for Resources.
_6 An assessment is made below of the occupation and cost of storage of MW at home.
Waste incineration:an alternative?
José María Baldasano Recio
Professor of Environmental Engineering
Universitat Politécnica de Catalunya (UPC)This goes over the pros and cons of incineration, even dioxin emissions. The authors theory is that following the adoption of the European Directive in the year 2000, it can be said that waste incineration is an activity subjected to the strictest controls and the most stringent limits of emissions into the atmosphere. Therefore, in his opinion, incineration would be one of the fundamental alternatives within an integrated waste management system.
The two oldest systems man has used to get rid of refuse are uncontrolled dumping and burning. It was not until the end of the 19th Century that the early elements of what is known today as waste management were established.
For centuries man, in progressively more organised ways, moved refuse far from cities. Slowly, he became aware of the importance of collecting, transporting and disposing of refuse. It was in the United States, in 1906, that Parsons wrote a book entitled The Disposal of Municipal Refuse, which dealt with the subject of refuse, for the first time, from the perspective of engineering.
Problems with rats, indiscriminate burning, etc., were reasons for the radical change in the way refuse was disposed of in the early 20th Century. In 1904, the city of Champlain, Illinois began to bury its refuse on a daily basis. Other cities such as Columbus, Ohio (1906) and Davenport, Iowa (1916) quickly adopted this system. But it was not until 1930 that the term landfill was used for the first time in the city of Fresno (California). It meant waste was covered daily and its burning stopped.
Incineration, which must not be confused with cremation or burning refuse, has its origins in Europe, where it has existed for over one hundred years. It began with the installation of the first municipal waste destroyer in the English city of Nottingham in 1874. In the US, the first installation was built on Governors Island in New York, and by 1921 there were more than 200 units installed. In the twenties, Barcelona already had a refuse incinerator.
Industrial waste incineration furnaces are derived from furnaces for municipal waste. The first rotary kiln incinerators were installed in Germany. In the US, it was not until 1948 in the facilities of Dow Chemical Company in Midland, Michigan (Dempsey & Oppelt, 1993).
Composting is based on the process of aerobic fermentation and is applicable only to the biodegradable fraction of refuse. The first studies on applying this process to municipal waste were begun in the United States in the early twenties. The first plants were installed in Europe as well as the United States in the forties. Today, this technology is well known, well developed and is undergoing a process of renewal and expansion.
Anaerobic digestion (biomethanization), which is also applicable only to the biodegradable fraction of refuse, is one of the most recently developed treatment processes, and is among the technologies that have received the most attention over the last twenty-five years. It was in the United States where research began in the field of biomethanization of municipal waste that was not previously separated. In Europe, interest in applying this technology arose later, in the early 80s, when the first patents and demonstration plants started to appear. Industrial-sized plants were not seen until the 90s.
Currently, waste management and treatment are understood to be the set of operations directed towards making use of the material and energy resources contained in waste, or disposing, in an environmentally safe way, of waste or the part of waste that cannot be reused.
Currently, the systems most used to treat and dispose of municipal waste, individually or in installations with integrated systems, are:There have also been limited experiences in treatment by means of pyrolysis and gasification since the 70s. Given the problem of waste, great efforts have been made over the past few years to find alternatives to traditional treatment systems, with a tendency towards encouraging aspects of recycling and recovering the materials contained in refuse.
- selective on-site collection and direct recycling
- material selection and recovery plants
- aerobic fermentation plants (composting)
- anaerobic fermentation plants (methanization)
- incineration plants with or without recovery of energy
- controlled landfills
It is also necessary to point out that, over the past few years, there has been a world-wide increase in the amount of refuse produced and in the variation of its composition. Some causes of this increase in amounts and of the variation of its content are:Amount:
Composition:
- Urban growth
- Greater number of consumers
- Greater consumption
- More packaging
- More single-use packs
- More individual consumers vs. families
- Greater number of women working
- More self service
- More canned and frozen foods
- Greater purchasing power
In Figure 1 (page 30), we can see the evolution of the amounts of refuse produced in the cities of Madrid and Barcelona, were it would be quite easy to draw parallels with the economic cycles that have occurred over the years under consideration.
The EEC adopted a community strategy for waste management in regard to actions taken in this sector, in accordance with the following hierarchy for action (CommuniquŽ from the Commission to the Council and to the European Parliament: A Community Strategy for Waste Management. SEC(89) 934 final, Brussels 18.9.1989; and Resolution (90/C122/02) by the Council on 7.5.1990, regarding policy on the subject of waste OJ C 122 18.5.1990):Prevention in production as well as in products.
Encouraging sustainable use, recycling and reuse.
Reduction to a minimum of end elimination.
Regulations on transport.
Remedial actions.This was ratified and recently complemented by the COUNCIL RESOLUTION on 24.2.1997, regarding a Community Strategy for Waste Management (1997):
The legislative provisions on waste that have been adopted since 1989, as well as the Fifth Framework Program on the Environment [1993-2000] are inspired by these principal concepts, which also inspire the principles of the Basle Convention (1989), adopted by the United Nations Environment Programme (UNEP) for controlling transfrontier transportation of waste.
- Confirming the hierarchy for disposal principles
- Preference of material value over energy value
- Principle of proximity
- Principle of self-sufficiency
- Need to have proper data available (statistics on waste)
- Prevention: clean technologies and products and reuse;
- Sustainable use: recycling and transforming materials and exploitation of energy;
- Elimination: perfecting exploitation of dumps and incineration, preferably in combination with exploitation of energy:
- Transport: reducing to a minimum and controlling waste movement;
- Repair actions: rehabilitation of polluted sites.
Incinerating Municipal Waste
The term incineration can be defined in different ways, but it basically refers to the combustion of organic substances by means of a chemical oxidation process. When oxidation is carried out quickly, the temperature of the material increases quickly due to its inability to transfer the heat generated toward the outside as quickly as it is produced. As a result, visible radiation is issued, which we refer to as the flame.
As has been indicated, municipal waste incineration, as it is known today, had its beginnings at the end of the last century, when residential waste containing significant amounts of carbon remains was burned. Many of those facilities operated poorly and had a load feed system, with some having a steam recovery system.
However, after the crisis following World War I, incineration stopped being used due to the impoverished energy of refuse. Interest was renewed later, due to the new technologies of combustion as well as the favourable evolution of refuse composition from an energy perspective.
Up until 1950, incinerators and their accompanying smoke were accepted as inevitable requirements, and operation was considered through the cheapest means possible. However, when smoke from chimneys stopped being a symbol of prosperity, and rules on air pollution began to emerge, in the sixties and seventies, incineration as a system improved drastically. These improvements included continuous feed, improvements in combustion control, using multiple combustion chambers, systematic recovery of energy and applying combustion gas cleaning systems.
At the end of the 80s, waste incineration got another boost from the development of better systems of combustion, control and treatment of combustion gases, allowing progress towards a situation that neared almost zero emissions into the air. It became an environmentally safe waste treatment system with better operational energy yields, due to its having to face new environmental challenges, public acceptance and much stricter legal standards.
Currently, incineration is widely used in developed countries as a treatment system for municipal waste (see Table 1, page 31). Some cities, such as Paris, have used this system since the beginning of the 20th Century in a continuous, intensive way. The amount of municipal waste treated using this system in Spain does not reach 4%, with most plants being installed in Catalonia.
Municipal waste incineration can be carried out with or without recovering the heat generated during combustion. However, it makes no sense without heat recovery, except in certain very specific cases. In order for an incineration facility for this type of waste, with energy recovery, to be appropriate, minimal size must be 140-150 t/day. The heat released can be used for:
- Producing electricity by means of steam;
- Producing steam for direct sale;
- Producing hot water for heating.
This therefore consists of a controlled combustion process that turns refuse into combustion gases, slag and ash
In a gaseous state, made up of combustion gases around 73% of the input material, and
In a solid state, made up of 1) slag (25%) and 2) ash (2%), or cleaning solids (4-5%), depending on the treatment adopted for cleaning combustion gases.The Legislative Framework
In Spain, the first legal provisions limiting emissions date from 1975 (Decree 833/75), with limits only on the emission of particles in suspension and which are not very demanding.
In June 1989, the European Union adopted two directives for this type of installation, to prevent air pollution by limiting emissions into the atmosphere as well as control conditions over the combustion process and conditions for monitoring installations. These are Directive 89/369/EEC on new installations and Directive 89/429/EEC on existing installations. Spain incorporated them into domestic law late, in September of 1992 (Royal Decree 1088/92)
Adoption of these directives involved a process of modernising waste incineration facilities in the European context for new facilities as well as for adapting existing ones, which ended around 1997. These directives also involved extending German standards from 1986 for this type of facility to the entire European Union. Germany, however, modified its standards during 1990 to adopt more demanding limits and conditions.
In December 1994, the EU adopted Directive 94/67/EC, on incinerating hazardous waste, which also involved extending the German standard from 1990 on incinerating hazardous waste to the entire European Union. Spain transposed it through Royal Decree 1217/97 in July 1997, which partially modified Royal Decree 1088/92.
Catalonia had approved Decree 323/94 in November 1994, applying to municipal waste as well as hazardous waste, which already included the contents of Directive 94/67/EC.Finally last year, the EU adopted Directive 2000/76/EC, regarding waste incineration, which updates the previous ones and does not make distinctions between incineration of municipal and hazardous waste. It must be incorporated into domestic law by member states before 28 December 2002. It is scheduled to come into effect for new facilities in December of 2002 and for existing facilities in December of 2005. This directive involved the most demanding limits on emission into the atmosphere that currently exist on a world-wide level for any type of facility. It also involves adopting limits on the emission of nitrogen oxides and substantial reductions in the emission of heavy metals. Once again, this involves extending to the entire EU German standards on incineration.
Table 2 (page 31) illustrates the significant evolution in reducing values limiting emissions that the EU and Spain have undergone over the past 25 years.In the United States, the first specific legislation dates back to 1970, and involves limits on emission exclusively for particle emission. The second dates to 1990, and is currently in effect, being less demanding than legislation in the EU. In 1994, a draft was published for new legislation that has not yet been adopted.
In order to illustrate the progressive effect of these reductions in the values limiting emissions, calculations were made for the dispersion these emissions would have for a refuse incinerator working at a capacity of 1000 t/day, as well as the cleaning capacity of current combustion gas cleaning technologies. Consideration as a pollutant was given to particles in suspension, since this is where most dioxins emitted are associated (see figures, page 34). It is easy to see the progress represented by legislation from 1989, and which, together with legislation from 2000 and current technology that is already being applied, has led us to a situation of almost zero emissions.
Incineration Technologies
Waste incineration requires having a great deal of attention paid to mastering combustion conditions. Good combustion depends on the so-called Ò3 TÓ rule: temperature, residence time and turbulence. These parameters are generally set when the furnace is designed, but whoever runs it retains control of the temperature by making the thermal load vary, and controlling the combustion air flow. Poor regulation of one of these parameters can generate inadequate operating conditions.
Due to the heterogeneous composition of domestic refuse, the combustion process develops under conditions of excess air (legislation requires at least 6% excess oxygen). During combustion, the carbon contained in refuse turns into CO2, so a defect in oxygen could generate carbon monoxide (CO) due to incomplete combustion of the carbon. In the same way, a defect in oxygen would cause the generation of unburned particles and incomplete combustion products (ICP).
In order to apply this treatment system, they must have a lower calorific power, greater than 1400 kcal/kg, in order to ensure auto-combustion. In small-capacity incinerators, additional fuel must be added, which tends to be fuel-oil or propane, although NG is also used.
Urban waste is unloaded into a temporary storage pit that is in atmospheric depression with respect to the outside, in order to avoid foul odours in the areas near the facility. Later, it is taken to a furnace where it is burned at a minimum temperature of 850 ¼C for at least 2 seconds in the presence of at least 6% oxygen, following the last injection of combustion air.The main elements and equipment making up a domestic waste incinerator are as follows:
a) an unloading and storage area;
b) an area for feeding the furnace, usually by means of a hopper;
c) a furnace and combustion chamber to ensure complete destruction of the organic compounds;
d) an area for collecting and removing slag;
e) a cooling system and the boiler for energy recovery (in incinerators with a capacity of > 140 t/day);
f) an area for purifying combustion gases;
g) an area for storing slag and ash or other products collected in purification processes;
h) and the final area of evacuating purified gases into the atmosphere (fan and chimney).The furnace is not only the element supporting combustion (either by means of grills or rotary kilns), but it also produces the movement of refuse and its turning, which allows the primary air to mix with the waste in order to guarantee a good mixture of combustible and comburent.
There are three phases in the furnace area:
1) drying phase, the duration of which depends on the existing radiative heat, the level of the mixture of refuse and its aeration;
2) the combustion phase proper; and
3) termination or post-combustion phase, when the grill is covered in slag.The post-combustion chamber has as its main functions:
- Permitting close mixture of air and partially burned gases in order to obtain complete combustion.
- By radiation, heating and drying the refuse and maintaining, due to its high thermal inertia, the necessary temperature for proper combustion of gases.
Basic types of furnaces for municipal waste are as follows:In combustion gases from incineration of urban waste, the following can be found:
- Grill furnaces (feed, roller furnaces, etc.)
- Rotary kilns
- Fluid bed: this technology is widely used in Japan. In Europe, it is in Sweden where it is most often applied (it is an advanced procedure used in pulverised coal power plants, sludge and in the combustion of biomass.).
- gases such as CO2, H2O, N2 and oxygen not used in combustion;
- particles of more or less fine dust whose pre-purifying concentration is around 5 to 10 g/Nm3. These dust particles are basically made up of mineral or metal salts and, occasionally, of unburned particles;
- gases from the composition of incinerated waste, mainly chlorine, hydrochloric acid, sulphur and nitrogen oxides and unburned organic compounds.
The water content of waste is sometimes very high, around 50%. This water is a thermal millstone because it consumes calories in evaporation, but it has an influence on the chemical balances involved in combustion reactions. Therefore, the greater the increase in the concentration of steam and temperature, the greater the reduction in the concentration of gaseous chlorine, due to the DEACON equilibrium.
Slag (pieces of ceramics, dirt, glass, metal objects, etc.) tend to be cooled with water and removed from the unloading pit by means of continuous transporters. These are mostly made up of metal and silicate oxides, in addition to smaller amounts of carbonates, chlorides and sulphates, as well as aluminium, calcium, sodium and iron (in Catalonia, their valorization is regulated by the Autonomous Government through the ÒORDER dated 15.2.1996, on slag valorizationÓ, in order to make use of it as surface for public roads). The iron metal fraction contained in slag must be removed and recycled, improving handling and later use of the remaining fraction of slag.
Recycling of the iron fraction is high; however, most slag is also recycled in different European countries, but at more limited percentages (50% France and Germany, 70% Denmark and 100% Holland).Ashes or purification waste are also composed, in a large part, of metal and silicate oxides. They are considered hazardous waste and must be deposited in a controlled landfill. We are talking about 2-4% of the amount of incinerated waste.
In the first generation of urban waste incinerators (in the sixties), electrostatic filters (mainly) and tower scrubbers (to a lesser degree) were used as combustion gas purifying systems. These systems were clearly insufficient as combustion gas purifying systems.
In second-generation incinerators (basically at the end of the eighties), various systems of combustion gas purification were used to reach the limits set in some European countries (for example Germany and Holland) and in the EEC Directive:
- Dry scrubbing processes. Dry scrubbing is done by means of injecting lime in a reactor and later filtration in an electrostatic or sleeve filter.
- Semi-dry scrubbing processes (or semi-wet). In semi-dry (or semi-wet) cleaning processes, lime is used in the form of milk of lime, which permits greater reactivity of the lime and gas cooling by evaporation of the water from lime dilution. The filtering systems are the same.
- Wet scrubbing processes. These are broken down into two phases: a) treatment of particles in suspension by means of electrostatic filters and b) treatment of gases by means of absorption towers.
Basic to the design of waste heat boilers is the selection of the type of boiler to use, according to the operational requirements (thermal balance of the facility), and the available space. The objective should be to guarantee feasible and continuous operation of the boiler, with optimum use made of the heat from combustion gases and with minimum energy consumption in auxiliary equipment, while complying in turn with the limitations imposed on emissions into the atmosphere.There are essentially two factors determining the use made of the heat generated in incineration processes:
- Recovery of heat for generating electricity, production steam or heating, with the primary purpose of recovering the energy potential of certain types of waste, and of reducing operating costs of the incineration plants themselves.
- Cooling of combustion gases produced in the furnace to temperatures that are acceptable for later purification and decontamination.
- An average thermal balance in an incinerator could have the following values, based on the calculation of 100% input:
- 18% loss in the area of combustion and boiler
- 0.8 % loss in the turbo generator
- 48.2 % in cooling (aerocondenser)
- 6% autoconsumption
- 27 % production of electrical energy
Emission of DioxinsIn all combustion processes when there are chlorine atoms, dioxins can be produced in larger or smaller amounts, according to whether this process takes place or not. Before the nineties, municipal waste incineration was one of the main sources of dioxin emissions, but given the legal requirements for limiting emissions and the adoption of technological measures, today, emissions have been greatly reduced (see Table 3). Dioxin emissions in Spanish incinerators have diminished by a factor of 17 between 1997 and 1999.
Á
Advantages and DisadvantagesRefuse incinerating plants have the following advantages when compared to other urban waste treatment systems:
- Recovering thermal energy contained in refuse, obtaining steam and/or electricity
- Recycling in the region of 20% of the burned materials (slag)
- Significantly diminishing of the volume of refuse (=90 %)
- Significantly reducing the weight of refuse (=75 %)
- Moderate to low operating costs in the case of incinerating with energy recovery
- Limited use of terrain
- Any type of waste can be treated if it has the right calorific power
- Permits recycling of iron materials contained in refuse
- Permits reuse of slag as material in road construction
The following can be considered disadvantages:
- Does not involve total elimination, with slag needing to be conditioned (if not recycled), especially in the cases of ash or purifying solids
- High initial financial investment
- High operational costs in the case of incineration without energy recovery
- Vulnerability to shutdowns and breakdowns
- Limited flexibility in adapting to seasonal variations in waste generation or need for oversizing
- Need for control and prevention systems for combustion gases
- Limited public acceptance
Other treatment systems, such as composting and biomethanization, have the serious disadvantage of only being applicable to certain fractions of refuse, to the biodegradable fraction, which can be quantified in the region of 40% of the total currently in our country. As a result, even when considering directly recyclable fractions, there is still a fraction of round about 40% to be disposed of.
This fraction, due to the fact that the dampest portions have been removed Ðalthough it is also true that combustible fractions have been removed- has increased its calorific power (around 2300 kcal/kg). As a result, there is not much sense in dumping this residual fraction when it can be used to obtain energy, as well as consuming less territory.In fact, different municipal waste management models can be purchased in regard to the potential each of them has in contributing to gas emissions that increase the greenhouse effect (see Figure 2, page 37). It is clearly shown that integrated management models present lower emission factors, especially when they include incineration of the residual fraction.
Conclusions
It should be pointed out that the criticism that has been made, and continues to be made, in regard to waste incineration is justified in the facilities that were operating up to the end of the eighties. However, from this point on, especially in the European Union, due to its adopting strict limits on emissions into the atmosphere, they have lost their raison dՐtre.
With the adoption of the latest community directive last year (2000), it can be stated that waste incineration, as an industry as well as infrastructure, has the strictest limits on emissions into the atmosphere.
Taking into account the strong urbanisation process to which humanity is currently subjected, and the fact that perspectives indicate that they will only intensify during this new century, incineration today constitutes one of the clear alternatives that exist for waste management.
Even so, its use should be considered, not as a solution, but as a basic element within an integrated municipal waste management system, making use of the advantages that the various refuse treatment systems offer and attempting to obviate the drawbacks to each of them.
Another important aspect to consider, not only in incineration, but in all refuse treatment systems, is that they must meet the highest criteria of quality management .
Taking organic matter out of the rubbish
Josep Puig i Boix
Ph.D. Industrial EngineeringThe author argues, from the point of view of Òscience of the peopleÓ, the case of composting on a small scale, ever in inner city dwellings. He tells of his own experience, he is a former Councillor for the Sustainable City on Barcelona City Council, and describes the case of Zurich and the experiment in Barcelona itself.
Industrialist society has turned the natural flow of nutrients upside down, so that today what should be considered food for the soil Ðnutrients- ends up being a source of problems and pollution.
Therefore, the nutrients that go from the fields to the city in the form of cultivated food, in doing their job of feeding people, generate organic remains which, because they are not returned to the soil to keep it fertile, end up in a heap on rubbish dumps or are burned in incinerators. Quite an example of how a cycle of nature remains open because our society, despite being qualified as modern, has proven itself unable to close it. The results are impoverishment of the soil and loss of its fertility, which must be replaced by increasing amounts of chemical fertilisers, the massive application of which results in the biological death of this thin layer of the biosphere.
Although this is the general tendency at home, there are many examples from around the world demonstrating that the organic matter that goes from the fields to the cities can return to the soil, once its job has been done, in order to keep the soil fertile. History has taught us that Chinese civilisation composted all organic matter 3,000 years before our era. Composting is not a new invention, but is a very old, very well-known practice, even though it has been forgotten in cities.Composting means subjecting all organic waste from the kitchen, home and garden to a natural process of transformation in order to obtain valuable compost, which is a product that improves the structure of the soil, giving it fertility and saving on artificial fertilisers. Compost allows us to close the cycle of Nature and return to the soil what the soil has given us in the form of fruits, vegetables, cereals, etc.
Returning waste in the form of organic matter to the soil can be done in different ways, depending on the conditions of the site and the willingness of the people who live there. Today, technologies for composting organic matter have been mastered at centralised as well as decentralised levels (as individual families or as neighbourhood communities). Today, the technology of methanising organic matter has been mastered in applications to rural as well as urban sites (in centralised or decentralised plants).This article presents the personal experience of the author from the day I realised that, where there is a will, there is a way to contribute as an individual, as a family and as a group to removing the organic fraction of the rubbish bag (in our house, this was almost half of the weight). This simple gesture is the beginning of a profound change in the way we relate to our environment.
Background
The author interest in finding solutions to the problems of rubbish goes back to the 70s. In the early Ô80s, I entered the contest called Be Mayor that Barcelona City Council held for a few years, with the proposal entitled Implementing refuse recycling in a community of 20 family homes in the neighbourhood of Horta (Barcelona)Õ. The proposal was not selected by the jury appointed by Barcelona City Council.
The proposal presented at that time states that: this is an attempt to carry out, in a total of 20 single-family homes in a neighbourhood of Barcelona, a pilot experience of selective separation of rubbish generated by the community itself, in which an active part is voluntarily taken by anyone who wants to do so from among the hundred or so people making up the communityÓ. The proposal is also justified from a scientific, as well as ecological and social, point of view.It is interesting to read today, almost 20 years later, the scientific justification made in the proposal. Based on the differentiation between Ôscience for the peopleÕ and Ôscience of the peopleÕ according to the theory of Ivan Ilich, it stated the following: Ç Ôscience for the peopleÕ is what has been called, since World War II, research and development, or simply R&DÈ. This R&D is carried out by large institutions, whether they be governmental, industrial, university, medical, military or foundations. Working within them are small groups of enterprising people who want to sell the results of their research to the institutions. This is usually a very prestigious activity, the goal of which is the common good Ðas those who support and practice it say - which is expensive and tax-free. It also offers well-paid jobs to people with high-level academic degrees. R&D can be social or natural, fundamental or applied, specialised or interdisciplinary. Use of the term Ôscience for the peopleÕ does not usually imply reproach, nor does it involve disapproval. It just means that the results of the research are not in any way related to the daily activities of the people practising them. R&D can be done on the neutron bomb, muscular dystrophy, solar cells, etc., as long as it is to the service of others. Obviously, Ôscience of the peopleÕ is not the same, because it means doing research with a shortage of funds or no funds, without sponsorship, without access to having the results published in newspapers or prestigious magazines, producing results that are of no interest to the market. The people who practice it do so in a methodical, disciplined way, they are well informed on the R&D in some specific fields, they use their results when they can and, in little more than a decade, they have started up an alternative publication network that is the forum for discussion and criticism of their efforts. As Valentina Borremans says, this Ôscience of the peopleÕ is research done to increase the value of the use of daily activities, without increasing the dependency of people in regard to the market or professionals È.
But it is also clarifying to read the ecological and social justifications made then. In regard to ecology, the following statement was made: Ç There are already some who, in addition to seeing the municipality as an ecosystem and applying the laws of ecology to it, go even further and envision housing itself Ð not just rural housing, but urban housing as well Ð as an ecosystem: an integral urban home in which energy from the sun is taken to grow food and supply necessary energy, where power and water conservation are practised and where organic and inorganic waste is handled ecologicallyÈ. Social reasons were based on Albert EinsteinÕs famous statement that Ç a substantially new way of thinking is required if humanity is to survive È, and complemented by the contribution made by Ecoropa in the sense that it is not enough just to have a new way of thinking, but there must also be Ç a new way of living È that directly involves the way people are and behave.
In addition to these justifications, more ÔconventionalÕ ones were also given. For example, it was said that: ÔThe cost for collecting and eliminating the 31,755 kg/year of rubbish produced in the 20 houses was 238,162 ptas., of which 209,464 ptas. correspond to the recyclable part of waste, whose gross value is 98,593 ptas.Õ . . . ÔIn summary, each person in the community where the experimental research is carried out pays 2,382 ptas/year for the right to throw 986 ptas. in the bin.Õ. . . ÔIf the community were to recover the recyclable fraction of the waste generated (827,929 kg/year), the amount of rubbish to be collected and eliminated by cleaning services would be only 3,827 kg/year; in other words, recycling would result in a weight reduction of 86 %.Õ
This proposal, framed by the concepts of Ôscience of the peopleÕ, Ôecological housingÕ and Ôactive participationÕ, even though it was not selected for the ÔBe MayorÕ contest, possibly due to a lack of ecological leadership capacity on the part of the Barcelona City Council at the time, led the author on the road to proving in practice that small-scale composting is possible in a city such as Barcelona, in the family as well as in the neighbourhood community.Composting in the Old Village of Horta, now a district of Barcelona
This failure to win the ÔBe MayorÕ contest made it possible for us to initiate an experience that we have continued for 15 years now, which is on-site composting of the organic part of the rubbish we produce in our family, for the purpose of closing the cycle of nutrients reaching the city.
The composting process begins in the kitchen, when food is being prepared.The unused part of fresh food that usually ends up in the rubbish is, in this case, set aside in a small container right in the middle of the family kitchen and, once a day, we place it in a composting bin, where it can turn into humus, which can return to the earth in order to keep it fertile. For the past four years, we have used a composting bin that has an approximate volume of 1 m3 and can be bought in specialist shops. When we began composting, about 15 years ago now, no composting bins were sold here, so we used a plastic-lined crate (like the kind they use to distribute bread to bakeries) that was a bit smaller (0.5 m3 capacity).
This means taking out a rubbish bag that weighs about half of what it usually did (1.2 kg/inhab/day), by reducing it to 0.6 kg/inhab/day, because the rest of it (0.6 kg/inhab/day) is turned into nutrient-rich compost.
The amount of rubbish that would have been produced in the course of a year without composting, in a family of 4, would be 1.608 t/year (335 days, subtracting one month for vacation, 4 people, 1.2 kg/inhab/day). This means that in 15 years 24,120 kg = 24.12 tons of rubbish would have been produced.Emissions of greenhouse-effect gas -GEG - due to the disposal systems existing now in the Barcelona area (dump and incinerator), had all the rubbish been dumped, would have been:
310.34 kg CO2/yr and 136.68 kg CH4/yr, meaning a total of 3,727.34 kg of CO2 equivalent/yr. or, over 15 years, 4,655.16 kg of CO2 and 2,050.2 kg of CH4, meaning a total of 55,910.16 kg of CO2 equivalent
The cost of collecting and disposing (dump/incinerator) of this amount of rubbish would have been (calculations were made with real exploitation costs in the city of Barcelona in 1995, and they are less than current costs): collection 192,960 ptas. (12,864 ptas/yr.); disposal 57,092 ptas. (3,806 ptas/yr.); total cost 250,052 ptas. (16,670 ptas/yr.).
For the house in this case, collection services collected half of what they would have and, therefore, disposal services will have treated half as well, since the other half stayed Ôin-situÕ by becoming organic compost.
The ecological benefits of composting in regard to dumping include preventing introduction into the atmosphere of 1,863.672 kg of CO2 equivalent/yr. And over 15 years, 27,955.08 kg of CO2 equivalent were prevented from entering the atmosphere.
Economic savings generated would be 8,835 ptas. in one year and 125,026 ptas. in 15 years. Taking into account that the composting bin cost 15,000 ptas, we could say that an investment of 15,000 ptas generates annual savings of 8,835 ptas. This means that, in terms of economic analysis on industrial profitability, the period for return on investment is less than two years.
Because compost is used to fertilise soil, there would also be the additional savings in fertiliser (there is no need to buy fertilising humus). The home in question is located in the neighbourhood of Horta in the city of Barcelona, in a building where there are 21 residences laid out in three stories of duplex apartments (ground floor and 6 levels). The family home is located on the ground floor and has a living area of 99 m2 as well as a small patio measuring 10 m2 .This personal experience was very useful to me when I had the opportunity to serve as Sustainable City Councillor in the city of Barcelona (1995-1999). There, I was able to witness the reluctance and resistance many public posts feel towards the organic fraction of rubbish and the ecological way of reintroducing this fraction into natureÕs cycles. That is why I became involved in research to find what successful experiences there were in different places in the world to make possible the return of the organic part of rubbish to the soil in order to keep it fertile. This research let me see what was being done then (1997) in the city of Zurich and in other European cities. It was quite a discovery.
Composting in the Streets and Community Areas in Zurich
The group phenomenon behind the fact that in the city of Zurich there are now more than 80,000 people who practice the art of composting on a daily basis, thereby turning about 10,000 tons of organic waste into humus, began in 1983 when the cityÕs Parks and Gardens Service decided to begin a very special composting project.
The city already had broad experience in composting, because since 1969 the Parks and Gardens Service had been operating a large plant where composting was done using organic debris from public parks, cemeteries, garden shops and private gardens. This way, a centralised composting plant treated a large part of the organic debris produced in the city. However, there was still organic waste, in the region of 20% of rubbish produced in private residences. This was one of the reasons that led to the Parks and Gardens Service initiating a project for composting domestic organic waste with the …kocentrum Langeburg. The initiative came from a person who convinced the people in charge of Parks and Gardens to investigate composting the organic part of rubbish generated in homes. The program differed from conventional composting (in centralised plants, after having proceeded with on-site selective collection of the organic fraction) in that what was proposed was to involve the public voluntarily. The idea was to encourage groups of people committed to composting the organic fraction of their own refuse in community facilities located near their homes. Two pilot projects were developed for two city neighbourhoods, one on the outskirts and one in the city centre. The suburban project was to promote private composting in yards and gardens, as well as to establish community composting facilities within neighbourhoods and residential communities. In the centre, the idea was to collect organic rubbish by means of suitable containers and to transport it to the central composting plant for preparation and treatment.
The experience of composting the organic fraction of rubbish from the urban centre in a centralised plant allowed the city to gather important information on how willing the public was to participate in selective collection, as well as selection discipline, quantities, transportation and transformation.
The second pilot project was run in an area of multifamily buildings with 146 residences, in which a community composting plant was installed on a central site. Citizens took their organic rubbish (from the kitchen and garden) to wire mesh collection containers (in the form of upright cylinders) that had been made available for that purpose. The job of composting was voluntarily taken on by people in the neighbourhood. Because the press, radio and television offered very positive information on the experience, the pilot project unleashed a huge demand for documentation, consultation, conferences and help for founding composting groups in the city as well as outside it. This project greatly surpassed all expectations. A Òcomposting hotlineÓ was set up, and in just one year, more than 450 consultations were made from Zurich, Switzerland and abroad. This experience enabled publication of the guidebook ÒNeighbourhood CompostingÓ, which indicated how to proceed from an organisational perspective (for making up composting groups) as well as offering specific techniques on the procedure of composting and the necessary time dedicated to running a community composting plant.
Once, during an interview with the person who started this experience (in the early Ô80s), a journalist asked if the objective was to place a compost area in each and every corner of the city of Zurich. At the time, the very same person who started the experience answered no. However, later on, when he saw how the people of Zurich understood the idea and composted not just on the outskirts of the city but in the city centre as well, even he changed his mind and declared: Òcomposting is an activity that can be done just about anywhereÓ, and then continued by saying: Òin the city, in the most densely edified areas, we have three composting areas in which even I would not have believed it possible to compostÓ. Since the experience of community composting began (April 1985) at 4 points in the city, interest in this practice has not stopped growing. Already by the end of 1990 the Òcomposting hotlineÓ had taken more than 5,000 calls and there were nearly 500 composting points in the city. In 1993, there were 860 community composting points, and in 1997 they had reached 1,000 community composting facilities that composted about 5,000 tons of organic matter. Currently participating in this community composting program are about 80,000 people, and between 9,000 and 10,000 tons of residential organic waste is composted. All community composting points are attended by volunteers, people who are willing to do a bit more for the environment than just talk about it. In the city, there are two people permanently dedicated to tasks of advising and offering support to ÒComposting Interest GroupsÓ.
Each community composting point has a certain number of residences associated with it. Varying widely between 5 and 100 residences per facility, in most cases the points have more than 60 households per installation. A compost point for 50 households requires a surface of only 20 to 30 m2. The places where composting points are located tend to be shady spots in the geographic centre of the residences they serve.
The city has a Compost Advisory Service that offers a system that practically ÒcatersÓ for any citizen of Zurich who is interested in creating a new group for composting. Upon request, the service prepares an informative session to which all neighbours are invited, and brings with it all necessary material, etc. It also advises the group on all organisational matters, helping it to find the most suitable spot (whenever possible on privately owned land), and to convince the buildingÕs owner or administrator, as well as offering advice on designing the plant, making a work schedule, etc., and always remains available should any doubts arise or should there be any problems. This Service has developed three different models of community composting (in silos, containers or boxes and in heaps) adapted to the different conditions and circumstances there may be in regard to available space, as well as the number of residences participating in each case.The municipal administration also edits a quarterly newsletter (4 pages) dedicated exclusively to this decentralised composting system. In addition to offering statistical data on the status of composting in the city, information is given on new projects, advice is offered and composting news is reported. The different groups that are doing composting are also portrayed.
The initial nucleus tends to start with one or two people who show interest by calling the Òcomposting hotlineÓ. Following an interview with the composting encouragement team, a search is begun for other people who could be interested in the neighbourhood, and then a ÒComposting Interest GroupÓ is formed. This group begins drawing up a project to be presented to the neighbours of the site for the proposed composting point. An agreement must first be reached with the owner or administrator of the building in order to find a suitable spot. Once collaborators have been found, two lists are made up, one with the names of all the people interested in participating in selective collection and in bringing separated organic matter to the composting point, and another list of the so-called Òcomposting sponsorsÓ, who not only separate the organic matter in their homes and bring it to the point, but these are also the people who take care of follow-up and work to achieve good compost. The sponsors take one- or two-week shifts of composting duty.
It goes without saying that the high level of public participation in this successful experience is directly related to the willingness on the part of a series of people who are determined to make possible what, until recently, was considered to be an act of faith: Òcomposting in the city is not possibleÓ. From personal initiatives to the involvement of municipal institutions (in the case of Zurich, the Municipal Parks and Gardens Service). Success also depends on a political willingness to encourage a way of doing things that translates into making it possible to solve problems at the point at which they are generated, and not wait for someone else to solve the problems that are the responsibility of everyone. Part of the success lies in having made available many high-quality publications offering information. The Swiss Federal Environmental Agency itself published a composting manual, but the city of Zurich also has excellent publications (ÒComposting ˆ la CarteÓ) and a high-quality video that just uses excellent images to explain the community experience of composting. Well-known artists have also participated in composting promotional campaigns.
Zurich is not the only city in Europe that does composting. There are quite a few more. Basle, for example, has a mixed composting model: one is a model similar to that of Zurich (community composting on private or public land, but directly managed by those involved in it) and the other consists of composting bins in public parks that receive organic waste not just from a set group of people, but from anyone who wants to take organic waste there. Basle now has 1,300 community composting points and about thirty open composting bins in public parks.
It goes without saying that these community composting facilities are in addition to the individual composting bins that are used in innumerable one-family homes in all kinds of different cities and towns.Composting in the Parks of Barcelona
All the composting-related experience gathered by the author, together with that of others who practice urban composting, was published in a small book entitled ÔGuide to CompostingÕ 1 that shows in a simple, easy way what composting is and how it can be done. This publication was presented (May 1998) in a very original way: in the farmhouse of can Cadena (Sant Mart' de Provenals) in front of a pile of compost, and the media were taken to visit two houses in Barcelona where composting is done (one using natural composting, and the other using worms for forced composting).
Yet a city such as Barcelona, which is a pioneer in many initiatives, lacks this pioneering spirit in a field that is key to sustainability, involving the closing of the nutrient cycles, especially that of organic matter. In order to open the door to a vision of the city that would leave behind this nightmare, in which the city is a heavy load for the natural systems that sustain it, as Sustainable City Councillor of Barcelona City Council (1995-1999 term) I had the opportunity to promote, with direct involvement on the part of the Barcelona Municipal Institute of Parks and Gardens, an initial experience of group composting in a large Catalonian city. This was made material by means of the ÔComposting in Parks campaign2 , which was presented in a public ceremony in the Castell de lÕOreneta Park within the framework of the 1st Composting Festival (15 November 1998), in which the thousands of people attending were given small bags of compost made from urban park service pruning, clipping and mowing debris. The Composting Festival initiated a new way for us to celebrate autumn.
But the first Composting Festival was only the starting point for an initial group composting experience with the active participation of neighbours living around places where composting bins were placed in different city parks. This pilot test consisted of placing composting facilities in 7 public parks in the city of Barcelona in order to have a certain number of families (179 families, 556 people) leave their organic waste to have it turn to compost in a visible, public spot. Management of the park composting facilities was by the Parks and Gardens staff assigned to the city parks. The parks chosen for this pilot test were: Parc de la Ciutadella, Can SabatŽ (Zona Franca), Poesia Street Gardens (Montbau), Parc Pegaso (Sant Andreu), Parc del Clot, Can Cadena (Sant Mart'), Nou Eixample. The experience fulfilled all expectations (only the one scheduled for Nou Eixample was never installed, but in 1999 it was placed in the park at Sagrada Familia).
The results, after two years of operation, are excellent, and the Municipal Institute of Parks and Gardens has decided to expand it to more public parks in the city of Barcelona, placing new composting bins in Plaa Gaud', Les Corts Gardens, Joan Vinyoli Gardens (Sarriˆ), Plaa Joanic (Grˆcia) and Parc de la Guineueta (Nou Barris), where more than 100 families will contribute their previously separated organic waste.
By way of conclusion
Composting is nothing more than practising reciprocity with the Earth, because one of its elements, living soil, with the help of rays from the sun and rainwater, is capable of giving us what we need to feed our physical body, on the condition that we give back to it what we take to feed ourselves.
ÔModernÕ civilisation, in Ôburning the candle at both endsÕ, has abandoned the practice of reciprocity and has generated purely extractional practices. In this way, the soil becomes exhausted and impoverished until it is just a biologically dead substrate, onto which huge amounts of lifeless products are poured to make it produce ÔfoodÕ that is of increasingly lower quality and less healthy.
Recovering the relationship of reciprocity between humans and the Earth will not just help soil to recover and bring it back to life, but it will enable the human spirit to awaken to a sense of co-operation with the Earth.
Certainly, the art of composting can help us in this endeavour. ¥
Acknowledgements.
¥ My thanks to Josep Esquerrˆ and Bettina Scheffer, practitioners of composting with worms in conventional housing in the city of Barcelona, for the support I received from them when making composting a public activity in the city of Barcelona,
¥ I would like to thank the managing director of the Municipal Institute of Parks and Gardens of Barcelona for the confidence placed in me to introduce in the city a practice (composting) that was almost forgotten.
References
1 Esquerrˆ i Roig, Josep (1998), ÔGuia de CompostatgeÕ, Sustainable City Council, Barcelona City Council.
2 ÔFem compost al ParcÕ leaflet (1998), Parks and Gardens, Barcelona City Council.ÒMargarida, an Irresistible Catalan Woman
In 1985, upon her arrival in Pully, a residential town outside Lausanne, with the Swiss economist husband she had met in Spain, Margarida began a round of contacting people from the village businesses: ÒHello, my name is Margarida and I come from BarcelonaÓ. People distrusted her, Òhere people take a while to accept new neighboursÓ. In less than three years, with her Catalan French, her spontaneity and her spark, she became quite a character around the village. Today, she is known and appreciated all over because of her initiatives in recycling waste, a cause into which she has thrown herself body and soul after having tried to dedicate her enthusiasm and energy to a few other endeavours.
It all began with a lecture by the cantonal delegate on the environment. That day this intuitive woman saw the light and decided to begin composting in a public park in the Pully quarter where she lived. When she could still barely understand French, never mind administrative paperwork, she managed to make her case with the town Council, debating with experts in informative sessions and creating a composting support committee. Her charm and dynamics attained the milestone of having a composting bin placed in a public park, with Margarida herself, along with a few other people, in charge of managing it. There she organised neighbourhood meetings, explaining how to compost and teaching them how to do it, and she gave them that smelly product that nourishes the Earth.
The initiative had quite an impact on the town. ¥
The role of citizenry municipal waste as a collective responsibilityJoan Subirats
Political Analysis Team
Universitat Autónoma de BarcelonaThis article focuses on how to influence citizens in order to bring about certain changes in their habits of consumption, on how to favour selective waste collection and on a more active arrangement of urban models that are more consistent with the challenge of sustainability. The author mentions some of the studies and field work carried out in this respect.
1. Where do we start? Selective collection and social context
Cities concentrate resources of all kinds that they need to function, and this concentration of people and resources generates a considerable amount of waste which must be treated and managed. If we only consider waste from this point of view (which some call Òend-of-pipeÓ) we omit the matter of waste generation itself and of how we should try to minimise it or set up systems which more fully include the life cycle of consumer products. There is therefore widespread agreement in considering that the matter of municipal waste is not only a matter of treatment, storage and elimination. The complexity of the matter requires the generation of new ways to inform and raise awareness among citizens of the problemÕs different dimensions, working with companies to seek better alternative technologies, and promote policies from the public administration that favour more sustainable practices and discourage the current consumer trends which disregard the effects they produce.
In this article, we will attempt to focus on the subject of how to influence citizens in order to bring about changes in consumer dynamics, to favour the selective collection of waste and a more active disposition in the search for urban models which are more coherent with the challenges posed by sustainability. We must not forget that everyone seems to agree that, aside from finding the best available techniques, without people it would be impossible to advance towards societies in which we realise the ambitious and, up to a point, ambiguous objective of sustainable development. In this respect, the dynamics posed by the perspective of the Local Agenda 21s1 have clearly highlighted this fact, along with the difficulties of going faster than the citizens advance, and the importance of the mechanisms of participation and consensus.In spite of everything, the fact is that despite an apparently greater environmental awareness (to which we will refer later on when we deal with opinion polls) the peopleÕs idea is still essentially centred on the traditional concerns of scarcity and lack of development. In some sociological works,2 it has come to light that it has only been in the last few years that families in the metropolitan area of Barcelona have stopped stocking up on basic foodstuffs (flour, sugar, oil...), a practice that was followed for historical reasons of periodic shortage and through deeply ingrained habits. Other works have observed that concern for the environment always depends on the maintenance of consumer capacities (only 1 in 10 Spaniards gives environmental protection priority over economic growth)3. It is important to bear these factors in mind when arguing that if people do not change the way they see things and their approach to consumption, we will not get very far in sustainable municipal waste management.
At the same time, we must remember that our history does not give us grounds for optimism when introducing initiatives and policies of this kind. History has taught us that it is quicker, despite what people might think, to change a few political rules or get the most advanced countries in Europe together, than to get us to understand that public areas are a joint responsibility. In these just over twenty years of democracy, we have realised the importance of historical dependencies. The long decades of authoritarianism that characterise our contemporary history (interrupted by only brief periods of liberalism or democracy) have considerably distanced institutional structures, political society and civil society from one another. People tend to mistrust what is public, they do not feel it as their own. And this (doubtlessly justified) mistrust makes people believe that what goes on outside their homes, this public or civil area, is either the responsibility of the public authorities or it is no oneÕs responsibility. The social washing of hands-institutional impotence binomial, is particularly dangerous in matters such as the environment, where one plays with criteria of jointly-owned commodities, or the hopes of generations yet to be. If we state, as we said when speaking of municipal waste, that it will be difficult to advance without awareness and social mobilisation, we realise that these historical handicaps are undoubtedly important, and explain a lot.Finally, when analysing the aspects of the context in which we must place increasing awareness and public involvement in selective waste collection, we should also bear in mind how environmental policies have been built and executed in Spain and Catalonia in recent years. The approach that has dominated environmental policies in Spain (with all the complexity involved in a framework in which many levels of government act simultaneously in each policy) has been regulatory and corrective or reactive. As we know, the regulatory viewpoint almost always means a hierarchical, vertical viewpoint, imposed from the top downwards. And, moreover, in the building of this type of policy, the tendency has been to ÒarmourÓ the process of drawing up policies based on the peculiarities of the policy that seemed to impose highly technical viewpoints. Little wonder then that the approach of sustainable development and the demands that public involvement places on the most consistent and solid policies to approach urban waste management and treatment do not end up coinciding, due to the open and participative forms they require, with the aforementioned predominant style. Surely the tradition of public involvement in joint affairs, and the greater concern for environmental matters in other European countries, can help us explain significant differences in both the pace at which we advance and the instruments used.
2. How do we see it? The citizensÕ perception of the matter of municipal waste
Much field work has been done in an attempt to analyse the citizensÕ perception of environmental problems in general4. In matters of municipal waste, an evolution can be observed from the old concern with rubbish generically to a clear awareness of what waste means and its selection and differentiated treatment. There is no doubt that placing containers specifically for glass, paper and card and other types of waste in the streets of most cities has meant a significant change in popular understanding of the matter5. In 1996, in a poll carried out by the CIS (see note 4) amongst 2,500 Spanish citizens over the age of 18, the placing of separate containers was the second most mentioned of the environmental issues that had improved in the home towns of those questioned (39.2%), close behind the increase in the number of green zones (43.2%). Likewise, in a recent poll carried out in the city of Barcelona by the Municipal Institute of Information Technology (September-November 2000) amongst 1,200 residents over the age of 186, selective collection was voted the most positive aspect of municipal action in environmental matters.
Based on a project by the Entitat del Medi Ambient (Environmental Agency or EMA) of the Barcelona Metropolitan Area, Sant Adriˆ Town Council set up a pilot scheme of selective collection of organic waste. In order to assess the preliminary campaign the EMA wished to carry out to ensure the success of the pilot scheme, we did a prior phone poll of 400 people in the Sant Joan district of Sant Adriˆ (which has a population of just over 6,700) where the scheme was run. The object was to contrast the impact of the campaign, through a phone poll before and after the campaign, and complete it with more qualitative inputs from different focus groups made up of housewives, shopkeepers and citizens in general. In the first poll, carried out in January 1999, 99.3% knew about refuse bins, 89% about cardboard bins and 93.3% about special containers for glass. This tells us that dissemination and knowledge of the first initiatives in selective collection at the end of the 90s was almost complete. This same poll carried out in this part of Sant Adriˆ revealed that the separation of glass and paper was significant (70% and 60% respectively said that they almost always did it), whereas the case of plastics and cans did not have such a large following (just over 30% said they almost always did it). Likewise, and in keeping with what we saw in the CIS poll in 1996, the inhabitants of Sant Adriˆ believed their neighbours did it far less than they did (with figures around 30-40% for all types of waste). This significant difference between what people say they do and what they think other people do, seems to confirm that in environmental matters, people tend to respond with what is considered Òpolitically correctÓ. Thus, when asked what action they take with regard to refuse separation, they wish to appear to do what is ÒcorrectÓ, but when asked what they think their neighbours do, then we are probably closer to what is ÒnormalÓ or ÒhabitualÓ, without so much bias caused by value judgements.In this same respect, in the CIS poll of 1996, which asked which environmental or civic action they practised habitually, the second most frequent answer given was using public containers for domestic refuse after using litter bins for paper. Thus, 65.6% of the 2,500 Spaniards polled said they habitually separated their refuse into different types, while 15.8% said they sometimes did it, and 8.9% admitted they never did it. However, this apparently high level of good practice should also be re-measured in regard to the following question, which asked what the person polled thought his fellow citizens did. In this case, people thought that only 28.4% of Spaniards regularly made this separation.
There is also mass awareness of the existence of separate containers for different types of waste if we analyse the results of the poll carried out in Barcelona towards the end of the year 2000. Awareness of the existence of bottle banks, and containers for paper and cardboard and plastic was never lower than 93%. The poll also confirmed separation as far as these types are concerned, and from the 67% of those living in Barcelona who say they always or almost always separate glass, we drop to 64.5% who do the same with card and paper, and 60% who always or nearly always separate plastics.
3. Do we all see it the same way? The personal variables that make for different perceptions and forms of behaviour
Now, this set of percentages express the opinions and perceptions of the citizens in each area who were consulted in a generic fashion. To what extent do personal characteristics (sex, age, education...) influence the differences within these groups? Different studies7 have highlighted the influence of personal variables on ecological conscience, on the level of information and final attitude towards environmental problems in general, or, in the case we are dealing with here, towards waste. In the three polls we have used for comparison, we see relatively similar patterns. The profile of the person who most often answers ÒI donÕt knowÓ is one of a group made up more often than not by women, over 55, with only primary education or no education, who are retired, do not work or are housewives. The variable that offers the explanation is the level of education.
The CIS poll carried out in the whole of Spain, showed that sex has relatively little influence, but the fact is that women have less information and show less ecological concern for big environmental issues, while they place far more importance on environmental problems that affect their everyday lives and homes. Men trust information from scientists or the media more, while women have more faith in ecologists and consumer and teaching associations. Women take part more in proenvironmental actions than men, but they do so individually and on the domestic front, whereas men carry out fewer actions but do so as part of a group. Although most studies say that age has a positive correlation with greater environmental conscience, it cannot be considered to always be the case. The CIS data indicate that environmental information is far more significant under 50 years of age, but, in contrast, certain patterns of behaviour and greater consistency between information and environmental conscience appears between 35 and 45, with a greater tendency to behave in an environmentally correct manner, and with greater concern for close everyday problems (in which field we would place waste), whilst young people are not particularly inclined to acquire ÒgreenÓ habits, although they worry more about general and complex issues, and are more likely to act as a group in favour of the environment.
As we said before, the level of education seems to explain a lot about environmental conscience, particularly with regard to information and concern for the matter. However, impact on everyday actions is less significant. As we know from other research, level of education is closely linked to certain professional categories and social status. It is hardly surprising then that in the CIS poll it is the professionals and specialists in the employ of others and the middle echelons who have the most information and show the most concern or environmental conscience, followed by businessmen or self-employed professionals.This data, which indicates social profiles which can be generalised to describe the entire population of Spain, is notably ratified but with significant connotations in the work carried out in the areas of Barcelona and Sant Adriˆ. In the case of the city of Barcelona, the general profiles derived from the poll tell us that, in greatly simplified terms, the profile of the person notably more disposed towards matters of sustainability and the environment in Barcelona, tends to be female, aged between 35 and 54, who, although admitting to having little information on the concepts behind such issues, has natural inherited attitudes that lead her to save on resources and accept that we must recycle and make the most of everything we have. Her being disposed to the fundamental issues of sustainability would require greater awareness, information and co-operation, as this is key to the change of habits and to many of the principal issues of consumption and waste separation. On the other hand, the profile of the person who shows the least understanding of the need to advance towards more sustainable conduct, tends to be young, male, between 18 and 34, who, although fairly well informed of environmental problems, with a clear understanding of what sustainability means, does not act consistently and worries more about other issues. His habits seem far removed from what he says he thinks and knows. And beyond these profiles, the Barcelona poll shows clearly that, in general, people have more information, a stronger opinion, better habits and more willingness to compromise, the older they are - although they have not reached retirement age - the better educated they are, and when they hold professional posts or, for some questions, are housewives.
The poll that concerns us asked explicitly whether people would be very or quite willing, reluctant or totally unwilling to separate their refuse at home, take part in projects to improve their area, pay an additional specific environmental tax, or collaborate with ecologist groups. The option to separate refuse at home, was by far the most popular (around 90% said they were very or quite willing to do so, whilst affirmative responses for the other items varied from 20% for the tax to 60% in the case of taking part in projects to improve their area). However, the differences between age groups and sexes were also significant. Thus, women were the leaders in separating refuse whilst men took first place in other items (coinciding with the comments made on the CIS poll), and by age groups, above all young people and those over 65 were the least willing to collaborate in separating refuse at home. By contrast, the 35- to 54-year-olds were the most willing to carry out this task.
With regard to the work carried out in the Sant Joan district of Sant Adriˆ del Bes˜s, the data we have also coincides with the general impressions we have seen so far. Young people are most in favour of introducing refuse separation and the collection of organic matter, but are not the ones that do the most separating. The middle age group is more critical of the inconvenience caused by this new practice of refuse separation and the specific collection of organic matter, but at the same time, they are the ones who do it most. Senior citizens seem to accept with a larger dose of resignation what the authorities ask of them but are less active about putting it into practice. And the work carried out, both quantitative and qualitative, tells us that women, whether they are full-time housewives or juggle a job with housework and family, are crucial to the issue of domestic refuse separation.4. How do we change? Some ideas and experiences to modify behaviour, by encouraging and improving selective collection
Studies of opinions or perceptions are very often limited to offering data on what citizens say they think. In some cases, however, the type of question asked or the methodological viewpoints posed enable us to go slightly further and set out lines that enable us to improve the practices under analysis.
With regard to the CIS poll we have been looking at, although amongst the questions there were few aimed at these objectives, there are a few points we can make. Most people interviewed thought that more information should be given on environmental matters. They say the rest of Europe does it better than we do, as they have more information on such matters. However, one must point out that the Spanish set little store by the information coming from public administrations or political parties. Far more credibility is attributed to (in descending order): ecologist groups, scientists, the media or international organisations. But these same people believe that environmental education is more important than information if the attitude of the Spanish to environmental problems is to improve. Finally, when designing communication and information strategies it is important not to forget the role played by television (over 70% said they heard of environmental news via this medium, as opposed to 15% who read it in the press or 10% who heard it on the radio). There is also a great difference in the credibility of town councils amongst the public administrations, as over 42% said that local governments are the public institutions most concerned about the environment, whereas 18% said the same of the Autonomous Communities and just over 10% chose the Central Administration. All together, they indicate certain lines of action and strategy to be followed in order to have greater impact on certain campaigns or when attributing responsibilities and the follow up of policies such as selective waste collection.
In the case of Barcelona, the questions in the poll asked the citizens what disadvantages they found in separating refuse and what action would have to be taken to simplify this task. The main disadvantages for residents of Barcelona, as shown in their spontaneous responses (they could give more than one), were: lack of room at home (37.2%), lack of time (31.8%), they were unaccustomed to doing it (25%) or they couldnÕt be bothered (22.9%). Far fewer answers were to do with aspects regarding the placement of containers (too far away, 12.6%) or their non-existence (11.7%). Young people in particular said it was inconvenient or they couldnÕt be bothered (33.8% of those polled between 18 and 24), and people between 45 and 54 were those who complained most that the containers were too far away (16.2%). When asked what could be done to help people considerably or quite a lot when separating refuse, the most frequent responses were: Òput the containers nearer homeÓ (78%), Òknowing that the authorities treat it properlyÓ (76%), and Òempty the containers more oftenÓ (69%). Far fewer votes were for the answer Òfine those who do not separateÓ, only 37% said they agreed ÒcompletelyÓ or Òquite a lotÓ. Women were more in favour of fines than men (41.8% compared to 31.5%).
This poll also asked whether the information received by residents of Barcelona on how to separate refuse and what is done with it once it is put in the containers, was very, quite, not very or not at all satisfactory. Most of those polled (57.3%) said that the information they had on how to separate refuse was not very or not at all satisfactory, and even more significant the number (75.9%) who said the same of the information on what is done with the refuse once it is put in the containers. This data is linked to other elements of the poll that indicate that 30% of citizens do not know what is done with waste in Barcelona, or to the fact that almost 90% think that the impact of Barcelona on its environment through the waste it generates is very or quite negative.
From the work carried out in the Sant Joan district of Sant Adriˆ assessing the experience of organic collection, it can be observed that residents took a more active part in the campaign. Distributing a special bin along with information on the selection of organic matter proved very positive. Aside from the inconvenience of having so many different bins or containers at home, everyone considered it a positive experience. However, things gradually cooled off, as shown by the fact that residents stopped doing it or did it less frequently. A connection was observed between daily shopping and distributing refuse between containers, by housewives, a key sector in the positive development of the experience. One of the most significant factors in the Sant Adriˆ experiment was that the special bags for organic refuse (which many families found expensive) were an obstacle to success, in that once those that were distributed free of charge had run out, people either stopped doing it (a minority) or used any type of plastic bag (most of them).
What conclusions can we draw from all this? It would appear obvious that information is a key element in matters of refuse. There is no significant opposition to the matter, there is no opinion against selective collection. Nor do the majority think that selective collection would be better imposed through regulations and penalties. This information should focus on specifying the different elements of selection, particularly regarding what is not glass or paper/cardboard. The concept of organic will probably not be difficult to introduce, there is already a certain tradition of reusing this type of waste, but as for plastics, tetra briks and other unspecified refuse, their fate seems more difficult to divine. On the other hand, anything that helps to make a habit of refuse selection appears to be decisive, as the general notion is that this is something that makes life ÒdifficultÓ, or causes inconvenience. How far away the containers are, access design, their proximity to local shops or the type of bag that can be used, particularly for organic matter, etc., are all decisive factors. And let us not forget that there is a lack of awareness and information on the use of waste, and that the administration people take most notice of is local government, who should lean on well-known NGOs in the area, to ensure efficient introduction in the early stages of the process.
5. How do we move forward? The experimental features of selective municipal waste collection
The specialist literature being drawn up and the putting into practice of public policies, highlight the importance of consideration of the level of agreement on the objectives to be achieved by the policy concerned, and the certainty that exists regarding the means to be used to achieve the desired goals. From this analysis, we can draw important conclusions on the degree of certainty surrounding each policy and the type of strategy to be used (see table 1, page 52).
As we can see, from this crossing of logic, we have four possible scenarios with different degrees of certainty and uncertainty. Only one of them can operate within a framework of certainty-certainty. Although this is the framework favoured by experts, and it is even taken for granted when designing strategies and forms of implementation, we must realise that this is not the most usual one in the real world of public policy, with its ever-increasing uncertainty of all types.
Can we apply this scheme to environmental policies? Can it help us to advance in designing strategies to facilitate selective waste collection? Using the opinion polls analysed in this article, and considering them from the viewpoint of how to improve waste separation to allow more sustainable management, we would place the matter at the intersection of certainty for objectives and uncertainty for means. Indeed, nothing appears to indicate serious disagreement regarding the objectives to be achieved. We have not found any perceptions, opinions or conduct that are clearly against a differentiated waste treatment and therefore selective collection. Does the same go for other policies or environmental actions? Although we have not dealt with this in this work, we can state that matters such as using cars less, or those concerning changes in the model of consumption would be at different intersections of the table, because of the basic disagreements on the objectives to be achieved or due to a complete lack of consensus. With regard to waste, doubts concern the means more than the objectives. However, the issues concerning natural resources such as water, energy or others, and the need to reduce their use, are not only things that citizens are well aware of, from the point of view of objectives, they even share the means to make it effective (restricting consumption, saving, individual or family practices to avoid waste, and so on).
Despite the exploratory nature of this table (see table 2, page 53), we think the data gathered vouch for this attempt at classification. Strategies in energy saving, the reduction of the use of vehicles or directing the model of consumption, would require further articles and research. But, in the case we are concerned with, and if we are not mistaken, we could say that we need to advance further in selective collection, reinforcing the solid base already in existence regarding the objectives to be achieved (area of certainty) and, on the other hand, work much more on matters associated with the means to be used in order to advance in the achievement of these objectives. This means, specifically, favouring information channels on what to do with waste and on what is done with it following selective collection. It means doing it in a Ònon-bureaucraticÓ way, or if you like, not strictly from the world of public administration, but making greater use of the network of agents surrounding the problem (scientists, NGOs, consumer organisations, shopkeepers...), and always as locally as possible. And making it easy, that is, not making life too difficult for people. Concentrating on our natural allies in these matters at the moment, who are women in particular, and adults in general. Not forgetting very specific campaigns aimed at young people who show a certain inconsistency between what they know and what they do. We must support and symbolically ÒrewardÓ those who already act positively, through information and awareness, and isolate those who do not comply, facilitating correct behaviour and intellectually ÒpenalisingÓ those who say they know and then do not put it into practice. In short, we must do everything that intellectually reinforces the need for consistency between opinion and conduct. And, we believe, this should be done experimentally, like it has in Sant Adriˆ and other places, to allow people to learn and to teach. In this way, we will gradually be able to increase the certainty regarding the means to be used, and the problem will ÒonlyÓ be a technical one. ¥
References
1 For an analysis and balance of local Agenda 21s in Spain, see Nuria Font-Joan Subirats (eds.), Local y Sostenible, Icaria, Barcelona, 2000
2 See Enquesta de la Regio Metropolitana de Barcelona, Institut dÕEstudis Metropolitans de Barcelona, Barcelona, 1998
3 See summary and data in Alex Casademont, 1999, ÒModernizaci-n Ecol-gica y pautas de comportamiento pœblico y privadoÓ, in Subirats,J. (ed.), ÀExiste Sociedad Civil en Espa-a? Responsabilidades colectivas y valores pœblicos, Fundaci-n Encuentro, Madrid, pages 256-294
4 See the interesting series of references in C.G-mez-Benito-F.J.Noya-A.Paniagua, 1999, Actitudes y comportamientos hacia el medioambiente en Espa-a, Opiniones y Actitudes, no. 25, Centro de Investigaciones Sociol-gicas, Madrid
5 Remember that early in 1991 containers began to be installed in different towns and a short while later legislation was issued on the matter, see A.Casademont, ÒPolitica i gesti- de residus a CatalunyaÓ a Gomˆ-Subirats, Govern i Pol'tiques Pœbliques a Catalunya (1980-2000). Coneixement, Sostenibilitat i Territori, Edicions UB-UAB, Barcelona, 2001, pages 139-167
6 We refer to the poll commissioned by the Area dÕEducaci- Ambiental i Participaci- (Area of Environmental Education and Participation) of Barcelona City Council from the Political Analysis Team of the Autonomos University of Barcelona, entitled ÒEnquesta dÕhˆbits i valors sobre medi ambient i sostenibilitatÓ (Poll of Habits and values regarding the environment and sustainability), the field work of which (carried out between September and November 2000), was developed by the Municipal Institute of Information Technology.
7 See summary and bibliographical data in the CIS work mentioned in note 4.
An Interview with
Salvador Rueda
Biologist and Psychologist. Director of the Agència d'Ecologia Urbana de Barcelona"Organic Waste Matter Is a Strategic Flow for Sustainability"
Salvador Rueda holds degrees in biology and psychology. At the beginning of his career, the work he did for six years in an educational program in the Bes-s district had a profound influence on his professional evolution. After that, he was head of Environmental Services at Sant Adriˆ del Bes-s City Council and the Environmental Management Unit of Barcelona City Council. From 1990 to 1992, he co-ordinated the revitalisation programs for the Ciutat Vella district. He then joined the team under Albert Vilalta, councillor of the Department of the Environment of the Government of Catalonia. During this period, Salvador Rueda directed the drafts for some of the regionÕs main environmental plans: the Sanitation Plan, the Special Waste Management Plan of Catalonia, the Municipal Waste Program and the Metropolitan Waste Program. Salvador Rueda has been specialising in different aspects of the urban environment from an integral perspective. He is currently the director of the Urban Ecology Agency of Barcelona.
What is the purpose of the Urban Ecology Agency?
To reconsider cities using ecological criteria and introducing criteria for sustainability in city management. The Agency wants to reconsider the entire city in an integral, systemic way that includes memory as well as forward studies and modelling in order to better anticipate our future. The Agency is an organisational instrument incorporating systemic knowledge of the city in diagnostics as well as planning. On a technical front, it carries out the political role played by the mayor of a city. The mayor incorporates information and interests from the ÒentireÓ urban reality that reaches him or her in sectoral, partial ways. His or her ability will result in more or less integration of the information when decisions must be made. One of the AgencyÕs objectives is to create the theoretical framework, instruments and methodology that will bring systemic and intentional knowledge into the decision-making process in urban matters.
So, this doesnÕt involve environmental palliatives: youÕre on the attack and are proposing a model for a different kind of city...
Exactly. When someone says to me: Òyou work with the environment, donÕt you?Ó I answer no; I work with cities, I work with the urban system in its entirety. The environment isnÕt particularly interesting to me; itÕs interesting as long as the organisational and management proposals, when we reconsider the city, allow us to reduce dysfunction in, among other areas, the environment. The Agency would like to influence all aspects of the city, whether it be urban development, public safety, mobility, marginality... Each one of these variables is important if it is important to the system itself. Therefore, ecology begins to make a great deal of sense when we investigate which strategic elements should be used in planning cities. Ecology allows for truly interdisciplinary work. When specialists from different fields - town planners, architects, engineers - work together, an important aspect is to have a clear frame of reference, to know in which direction one is headed.
In the case of a company, the objective is clear: to make money. In cities, the problem is that we donÕt know where we are going. And in processes towards sustainability, it is important that we define where we are going and what model of city we should choose; that is why the Agenda 21s are so important. In this way, the ÒentireÓ city is working in this direction.Is diversity one of the key directions for the city?
The city is, basically, contact, exchange and communication. The sense for of city is multiplied when we join together the ÒdiverseÓ components of the city. It seems reasonable to say that diversity or, in other words, the complexity of a certain urban fabric, would be one of the criteria used in planning it. In academic ecology, the stability of a system is determined by the diversity of those who carry the information. In cities, information carriers are people who have different incomes, knowledge and cultures. Carriers can also be legal entities: economic activities, facilities and associations.
A good dish is one that mixes ingredients in the right proportions. If you add too much salt, you ruin it. In making cities, there are no set recipes for balancing ingredients. It could be that the person who did the most in this sense was Cerdˆ, by including people with different incomes in the new Eixample and allowing diverse activities to penetrate his formal proposal. Clearly, the mixture proposed by Cerdˆ is still a model for contemporary planners, and is one of the reference points for planning the future.Cities should have more decision-making power?
Obviously, because ÒtheyÓ manage urban systems. More power and more training, because very few talk about that mixture, but it is basic. Nevertheless, if you leave many mayors to their own devices, they worry about occupying as much territory as possible and urbanistically colonising it, as if we were living in the Wild West. Therefore, more power should be given to cities, but one has to be careful: it is a necessary condition, but insufficient. The problem lies in knowing where one is headed. If we knew, the model chosen would have to condition the rest of the forces driving cities along. Today, however, this transformation is practically in the hands of money, which rules and advances towards any given situation by means of another area, whether it be political or social.
What should a more sustainable urban model seek?Exploitation of the EarthÕs systems, its support systems, provides us with resources that keep our cities organised. The way we are organised, our models of urban management, places increasing demands on natural resources, while generating a higher contaminating impact on the environment. Growing exploitation and contamination involves an increase in the pressure placed on the support systems to the point of being ÒunsustainableÓ. This increase in pressure on the environment does not translate into a significant increase in the organised information or complexity of urban systems.
A forward-looking model; in other words, more sustainable, should pursue the equation of greater urban complexity in time, while reducing pressure on the support systems. The model of compact, complex Mediterranean cities has the groundwork for becoming a starting point for more sustainable cities.One of the main elements placing pressure on the systems is the waste we generate. From the perspective of Catalonia and its cities and towns, if we were to take a quick picture since the Transition, what would be the diagnosis?
The explosive growth curve for waste took place in the 80s. Before then, our society was very thrifty; we recycled and the dump system worked. It is true that when you have nothing, you make use of everything.
In the mid-80s, we began to behave like the nouveau riche. In fact, part of the economic process could be studied using the waste generation curve. Placing disposable packaging on the market was a key factor in this explosion. This element completely distorts what had happened up to that point. Health standards also began to be introduced, although it was often not clear whether or not this was due to the interests of packaging manufacturers. We get lost in the trappings and perhaps donÕt exercise enough control over the process of producing the food we package - think, for example, of the problem generated by mad cows. In 1986, we joined the European Union and there was a rush of standards. Finally, it involved an astounding increase in waste.
It isnÕt by chance that one of the most profitable, growing economic sectors in Europe is the packaging and packing sector.For example, the owner of Tetra brik...
That is one of EuropeÕs biggest fortunes.And in Catalonia...
As a result of the uproar over the Industrial Waste Plan of 1990-91, the Government of Catalonia created the Department of the Environment. At the head of the new organisation was a highly capable person, Albert Vilalta, an excellent manager. This leadership, together with the GovernmentÕs earlier failure to make the Waste Plan work, made it possible to propose progressive waste management. The swing of the pendulum made Law 6/93 possible, and this law outlines how waste is to be managed in our region. This fact is extremely important. Catalonia has been ahead of Spain in organisation as well as legislation. Therefore, we have a legislative framework, a new Department and a framework for progressiveness.
Yet this initial enthusiasm has been losing steam...
Some facilities are being set up in the territory, especially county dumps, but there is not enough progress being made in the separation and selective collection of organic material, as the law made clear.Are the reasons technical or political?
The Autonomous Government has the responsibility of developing treatment and disposal facilities; in the Metropolitan Area of Barcelona, it is the responsibility of the Metropolitan Environmental Agency. On the other hand, the Law on Bases for Local Regulations makes cities and towns responsible for collecting refuse. I think the goal should be to have the cycle of materials, in this case waste, be the responsibility of just one administration.
But this is complicated, because cleaning and collecting refuse has an effect on votes that is not to be underrated. Cities and towns do not look well upon having another administration manage something that is so vulnerable to political interests.Should the Autonomous Government be the highest authority?
Subsidiarily, although it already is. Authority could also fall to counties, within a political and technical framework different from the current one, or to associations of municipalities or consortia. What is clear is that the organisation we ought to have in order to pool collection and treatment should have the coherence that the current fragmentary situation cannot offer. Many problems are due to this separation of functions. Treatments are determined according to what is collected and how it is collected. The bottom line is the municipalitiesÕ lack of funds. The land that must be sold is a municipal resource. Cities and towns survive by generating gains in value, by building right, left and centre, in addition to introducing activities that allow them to capitalise on them. Taxes from the State represent less than 15%. Remember that there are countries such as Denmark, in which municipal governments receive 60% of taxes. Obviously, these types of services work very well in Danish cities. In the Municipal Waste program, there was an economic figure for a municipal fund to be provided by the Autonomous Government of Catalonia. But this hasnÕt been done. Perhaps no one wants to solve the problem. The situation is clear: we have one of the most progressive laws in Europe. Closely tied to the idea of sustainability, it was passed just after the Rio Summit. We are in a good position, but there are many obstacles to be overcome.
In addition to the Municipal Waste Program of Catalonia, there is the Metropolitan Waste Management Program. What are its features?
There is a clear intent to treat organic material waste management as the systemÕs backbone. The Waste Program also does this, but to a lesser degree. New technologies are proposed, such as methanization Ðintroduced in Catalonia by Josep Puig. At the time, a risk analysis was done on introducing a new technology that was barely developed in Europe.
Why is organic material so important?
There are many reasons explaining why organic material must be the systemÕs backbone. In the first place, if you donÕt separate it, but you do want to separate other fractions, what you obtain are contaminated fractions because of the water and moisture in them. Therefore, organic material soils and contaminates all the garbage. If you separate it properly, you get a noble product, fertiliser, which is what our grandparents always did.
In the second place, this is the fraction the public knows best how to separate. It is food scraps; itÕs been done forever and is perfectly understandable.
In the third place, there is a landfill directive that drastically reduces the entry of fermentable organic material into dumps. Organic material undergoing transformation turns a dump into a biological reactor. Fruit of these biological processes of anaerobic fermentation produces biogas, which contributes to increasing the greenhouse effect.
In the fourth place, and very importantly, if you do not separate organic material and it reaches the incinerator, the energy yield of these facilities drops dramatically. Why? Because water evaporates by means of an enormous, inefficient waste of energy and at great cost to the public.
In the fifth place, organic materials mixed with salts are the precursors of toxic molecules when incinerated. When there is no organic material in the waste flows incinerated, the impact of these processes is reduced. In fact, organic waste matter is a strategic flow for sustainability.More arguments from the perspective of ecology?
Organic material comes from the earth. Calculations made by experts show that human beings appropriate approximately 40% of the primary net production of the landÕs plants. In fact, the surplus is what plants give us because they donÕt need it for their own existence or reproduction. This surplus, whether fruit, leaves or other forms, are used by all of the EarthÕs organisms. LetÕs not forget that plants harness energy from the sun, and they create organic material. Therefore, we appropriate 40% of this primary net production of the EarthÕs ecosystems. If we increase this use, we are headed straight for disaster, because the other organisms also need this energy. If other organisms do not have access to it, this will have repercussions on the network of life on the planet.
What would be the solution?
Well, returning organic material to the land. It has to be able to again feed the organisms that have been able to provide us with their surplus. Currently, we substitute it with chemical products that are manufactured by consuming a great deal of energy and do not return to the land the biofertility features that are so necessary to the soil.
But in Catalonia, we have an excess of organic material. We generate more fertiliser than we can consume.
It is true that in Catalonia we have too much organic material or, in other words, nitrogen, to apply to our soil. Contrarily, in Spain there is a huge lack of organic material. There is a deficit at a ratio of 3 to 1. Spanish soil is very poor, and it would be a strategic element for solving one of the main environmental problems in Spain: erosion. Organic material and water are basic elements for tackling the problem of erosion. Therefore, we should agree on a way to create the organisational and legal structure that would enable these flows to be channelled.
Would it be very expensive to create a system of production and distribution?
In the first place, it would have to be compared to the cost of using chemical products applied to the soil. Manufacturing these products consumes a great deal of energy. If we were to pay for the real cost of the energy we extract from the land, the cost of manufacturing chemical fertiliser would be extremely high; however, as we know, prices of things in general, and energy in particular, are ÒinstitutionalÓ, which means political. Today, the price of gasoline in the United States of America is several times lower than in Europe. Therefore, expensive and cheap are relative terms.
In the second place, consider the fact that only applying agrochemical fertiliser impoverishes the soil. It is therefore fundamental to apply organic material to the soil in order to increase its biofertility.
From an environmental point of view, therefore, the good news would be higher prices for energy. Social reality is quite different.
That is because the roots of problems are rarely discussed.Solving the problem of waste means making enormously political decisions. What would the key actions be?
Raise the price of energy for certain things. Energy does not cost the same for everyone. Prices vary according to each groupÕs ability to apply pressure and exercise power.
Going back to the case of organic material, we have seen that it is the backbone of waste management, but we have also seen that it is a strategic element of Spanish soil. In Catalonia, an organic material bank could be created to manage the organic flows as a whole in this country.How would this material be managed?
When applicable, by methanizing and obtaining energy. This energy could contribute the majority of domestic energy consumption in Catalonia. The material would include, in addition to organic garbage, liquid manure, sludge from treatment plants, waste from the food industry. This organic material bank would create energy first of all, but also organic addenda, compost and substrates. Some batches could be enriched with nitrogen, phosphorus or potassium in order to replace most agrochemical products.
What actions are necessary to encourage this?
The drawing up of a management plan for organic material in Catalonia containing, among other things, organisational measures such as the creation of a compost institute in Catalonia, and another one on a national level to propel flows of stabilised material to other parts of Spain. Otherwise, we will set ourselves up for being told that we Catalans want to ÒpalmÓ our refuse off onto the rest of Spain.
These institutes would monitor the quality of the stabilised material flows and their application to the soil. Farmers must be offered guarantees and they cannot have different contaminating materials mixed in with compost of doubtful quality.What sites in the territory would be used to install methanization and composting plants?
Distribution of facilities would have to be based on rational criteria, in the right place according to the critical mass and flow generation itself.
In addition to management, we could carry out investigation and applied research. In Catalonia, do we have the capability to develop and apply technologies such as methanization, which is relatively new?
A country such as Denmark, with a population of six million, like Catalonia, has several of its own technologies for methanizing materials. In Catalonia, we have the capability of making similar policies. They would be soft technologies that would let us place ourselves on the market at a time when directives are increasingly strict. Directives on landfills, on incinerators.WouldnÕt they be rejected in the territory?
On the contrary. Right now, there are two ecoparks, each over 300,000 tons; one is under construction and the other is programmed for the metropolitan area. They have not been challenged because the program and participation processes were done correctly. And a couple more will be done.
An experiment with organic matter has been started up in Sant Andreu. What is involved?
First a preliminary point. A waste program has, from the onset, an initial pitfall to be overcome, which is the willingness on the part of the public to put each thing in its proper place. If they donÕt want to do this, everything else done later is useless. Attempts have been made at mechanical separation, but this has not been achieved because organic material is moist and contributes liquids that soil everything, making it impossible to separate it. We have seen resounding failures that have been backed by large investments, such as the Gavˆ-Viladecans plant. Therefore, the first stumbling block in ÒgoodÓ management of waste is the willingness of people.
The public has to understand what it is being told. In Sant Andreu we propose several ideas we will put into practice. In the first place, separating means changing habits. First idea: recycling is easy. If we compare it to the highway code, which has hundreds of rules that are vital to our own lives and the lives of others, recycling is much easier; it only has four rules. Organic material, or food scraps, is the easiest fraction of the refuse to separate, as proven by studies and experiments done in other cities. When you separate organic material, the rest of the fractions are very easy to separate. Everyone knows what glass, paper and cardboard are. Light packaging may be more difficult; even so, it is a smaller problem. What is important is that by separating organic material, we recover between 40 and 50% of the weight of the refuse. With paper, it is almost 30% more.
Second aspect. It is often said that in Spain and Catalonia, the public is not prepared to do this type of thing, that we arenÕt enlightened. The truth is that in Catalonia and Barcelona, within the context of the worldÕs cities, our level of coexistence is enviable. Barcelona is an example of solidarity in regard to public response to catastrophes. Thousands of people join in sports events, and it is the city that had the most volunteers for Olympic Games in the world. We appeal to the supposition that environmental subjects are good causes, and the public believes it. It is not true that we are unwilling; we just need convincing explanations.
How was Sant Andreu convinced?
In the Sant Andreu district, we were led by the hand of CEPA, an ecology group that believes. And when a person or group believes in something, they have a different way of projecting, expressing feelings and convincing. If you want to be convincing, you have to be convinced.
On the other hand, a survey by the European Environmental Agency stated that the credibility of ecology groups with the public is around 70%. The same message given by the Administration would be believed by only 10-15% of the population.
The strategy we designed is to have neighbourhood group meetings. Going door to door has proven to be a failure. We bring people together a hundred at a time to explain the initiative to them. This is done in the neighbourhoodÕs civic areas. The idea is to have everyone be aware of the subject, to have everyone understand it.We created a character called Barni, and a gang of friends - four cats -, to make it fun. There are also information points and notice boards, and each resident is given a dustbin with two compartments for separate disposal. The dustbins are free. Shopping bags are used to take the paper, glass and light packaging to the containers.
Work will also be done with schools, associations and businesses.
Then again, we will also create the CitizenÕs Centre for Waste Minimisation and Recycling, which will have headquarters in Sant Andreu. These centres must encourage actions to increase minimisation and recycling in the right way.What phase is it in?
The informative phase began in March, and in April the executive phase began. Sant Andreu is the laboratory, and the idea is to expand it to the rest of the city. It is an initiative of Barcelona City Council and the Agency co-ordinates the process.
One last and very important aspect: packaging. How is it managed within this system?
Packaging management is regulated by the Law on Packaging and Packaging Waste. It is transposed from a European directive. At the time, discussion on the directive was long and sterile during the socialist era. As many as fourteen drafts were made, and discussion was centred on how to regulate PVC. That is a lesser topic, what is important is the management system. The directive proposed that the general system be deposit, but Spain adopted the French system, euphemistically called the Òintegral management systemÓ.
It consists in transferring most responsibility for the problem to a municipal level and to the publicÕs conscience. They decide whether they want to recycle or not. This way, a series of containers are distributed over urban land, generating logistical problems and affecting the urban environment. Contrarily, the deposit system recovers an almost lost tradition of returning empty bottles from carbonated water, soda water, beer and mineral water. The deposit system does not appeal to an ecological conscience but to an economic one. It is easy to get people to return bottles using a deposit system. No one throws money into the bin.But manufacturers dont agree...
The Law on Waste says responsibility for the product is with whomever places it on the market. Therefore, they must know what will happen with empty containers. I dont think its fair to pass the buck onto consumers or cities and towns. With a deposit system, manufacturers recycle or reuse almost 100% of their containers. All for a dollar, which the consumer gets back, as if the money were in a savings account. The chosen model heightens the problem and I think that was a mistake.
On the other hand, the Law proposed having to reduce by 10% the materials placed on the market in the form of container, and this has not been done. The Law could be said to be a relative failure.
Perhaps the greatest responsibility lies with bars and shops...
Where does the problem start? When you get to the root of it, the proposal tends to be radical. In this case, the key element is who is responsible for the products placed on the market. It is according to this responsibility that legal, organisational and economic instruments must be generated to make whoever is responsible be responsible. The logistics behind containers means a huge waste of money and energy. Trucks carrying carbonated water took back empty bottles. Energy wasnÕt wasted anywhere. This has turned into a crisis due to the logistics of Òjust-in-timeÓ delivery in superstores, which are the big enemies of the deposit system. Why? Their logic is contrary to this system, and shelves function as showcases as well as product storage areas. They have no stock. If a deposit system were to be implemented, their logistics system would have to change, and part of their space would have to be used for storage.
In fact, these superstores, through their sales strategy, promote certain lifestyles...
This is a very important aspect. For example, pre-packaged food has nothing to do with our traditions. We, on principle, should recover our traditional way of eating. This way, we would generate more organic material and lower volumes in our refuse. Furthermore, it has been proven to be healthier and better than what we import from the United States or the Anglo-Saxon world. Americans themselves call part of what they eat junk food . Lifestyles are involved in the process of generating waste. We must recover our own lifestyles, which are intrinsically good and which have worked perfectly well for us. The Mediterranean diet is closely linked to our lifestyles and, as has been proven, is an excellent diet that offers us, among other things, one of the highest life expectancies in the world. Superstores and malls are harmful to cities, they weaken commerce and modify our characteristic lifestyles.
Nevertheless, there are daily habits, new customs, that also force shops to adapt if they want to survive...
ThatÕs right. If there is a distinguishing aspect to our cities, it is the markets. They are big magnets that generate wealth and diverse activities around them. They build cities. Shops are also a part of this constellation of activities in that their specialisations introduce new items and added value to the city.
Environmental regulationsLocal ÒwasteÓ regulation
Ignasi Doñate i Sanglas
Lawyer and expert in environmental matters
1. General Increase in ÒWasteÓ Generation
Waste is covering Europe, and its constant increase is associated with increased economic activity, which is not true. It is no news that increased waste is a symptom of a lack of efficiency in current production processes. The traditional link between increased activity and progress is broken when the phenomenon of waste is analysed.
The problems involving waste may be summed up as a) misappropriation of resources; b) squandering of energy; c) inefficient production; d) short product life and e) an unsustainable model of consumption.2. Increase in Waste as Indicator of Economic Inefficiency
As the European Environment Agency, or EEA, indicated in its latest report from 2000 on waste, waste generation should be considered as an indicator of the level of societyÕs inefficiency in the use of raw materials. In this sense, increase in waste must be understood as a negative economic factor that slows growth or gives it a negative sign.
3. Environmental Impact of Waste
This negative sign, basically exemplified in the squandering of resources, also causes environmental impact that is summarised by the EEA as follows:
- Use of terrain for dumping and generation of toxic leaching.
- Air pollution and toxic waste derived from incineration processes.
- ¥ Water pollution and generation of secondary waste flows generated by waste treatment plants.
- ¥ Increase in road transport.
4. Halting the Increase and Generating Less WasteTherefore, the general objective of wealthy countries is to minimise waste generation and improve waste management and treatment through recycling, reuse and recovery.
Over the past few years in Europe, and in regard to municipal waste, Germany, Holland and Iceland have broken this association and reduced waste generation; other countries such as Sweden, Portugal, Denmark and Spain, despite their differences, have not managed to break this association and have maintained an increase in waste generation that acts as an indicator of the level at which the economic model is unsustainable.5. A Global Conception of the Waste Phenomenon
A key element in the fight against waste generation is its global conception, based on waste as a resource whose life cycle is broken by its industrial configuration as a product and by models of consumption in wealthy countries. Secondly, the fight to minimise waste involves a process geared towards taking greater advantage of soil, preventing the contamination of soil, air and water, minimising the permanent risks of dangerous waste and reducing the negative impact brought about by the increase in transportation associated with waste management and treatment.
This global conception is pitted against unilateral and partial conceptions of the problems involved in waste, such as waste as a territorially closed problem a municipal problem, or simply as a problem having to do with image, cleaning services or public health services. The problem of waste cannot be shut up within any territorial limits, nor can it be separated from the idea of waste as a resource.6. Transformation of Resource into Waste and its Legal Definition
When is a resource transformed into waste? At what moment? Some would say never, that any waste is a resource whose energy value has been modified, causing an increase or decrease in energy that is recoverable or not, depending on the technology available. Others would say, from a more phenomenal point of view, that the passage from resource to waste is a fact that, due to its idiosyncrasy and magnitude, must be recognised.
This passage has a great deal to do with the definition of waste. If we consider only the legal definitions of the concept of waste, we will see that there is no conceptual definition. According to the latest Directive on waste, Council Directive 2000/76/EC regulating incineration, ÒwasteÓ is Òany solid or liquid waste defined under letter a) of Article 1 in Directive 75/442/EECÓ (art.3.1). It is therefore reasonable to say that this is not a definition, in that the concept defined is included in the definition itself. Even so, if we follow the thread of the definition and turn to Directive 75/442/EEC as amended by Directive 91/156/EEC, we read that waste is understood to be Òany substance or object in the categories set out in Annex I which the holder discards or intends or is required to discard.
The Catalan Law on waste includes in article 3.1.a) a definition that is similar in part ÐÒAny substance or object whose owner discard or intends or is obliged to discardÓ- removing the reference to a specific list, which even so is applicable by imperative of the European regulation transposed in Article 3 a) of Spanish Law 10/98 on waste: ÒAny substance or object in the categories set out in the Annex to this law, which the holder discards or intends or is required to discard. In any case, this consideration shall be given to those included in the European Waste Catalogue (EWC), approved by community institutions.
In summary, there is no clear concept of waste. A legal approach could be guided by two requirements: a) inclusion of the substance, material or product in the European Waste Catalogue (EWC) and b) action, intent or obligation of the owner to discard it.
The legal definition is therefore one that changes according to progressive modifications in the EWC, and is a definition that could depend on the intent of the owner, given the lack of specific legal requirements. This dependence upon the intent of the owner is a constant source of legal conflicts among States as well as among individuals. The fact that a concept could depend on the intent of the owner practically paralyses any attempt to define it. Only the requirement of an objectified intent could make a definition possible. In this sense, objectification of Law 10/98 removes this dependence on the intent of the owner by categorically establishing, in any case, as waste the items listed in the EWC.
Given the lack of a conceptual definition, it should be accepted that it is impossible to separate the concept of waste from the concept of resource. Therefore, a guarantee should be made that materials, objects or products, whether they are considered a primary or secondary resource, product or by-product or waste, shall be subjected to the same legal requirements and considerations in order to make sure their cycles are closed and to guarantee their complete inertisation.7. Classification of Waste by its Hazardous Nature
Given the lack of conceptual definition, waste is classified into three broad groups:
1. Hazardous waste, also called special waste under Catalan regulations, is the waste considered under Directive 91/689/EC.
2. Non-hazardous waste or non-special waste, which is neither hazardous nor inert.
3. Inert waste, which according to the last definition under Directive 1999/31/EC, is that which does not undergo significant physical, chemical or biological transformation. This waste is not soluble nor combustible, nor does it have any other physical or chemical reaction, nor is it biodegradable, nor does it have any negative effect on other materials with which it has contact in a way that could lead to environmental contamination or be to the detriment of human health. Total lixiviation, content of pollutants in waste and ecotoxicity of lixiviation must be insignificant and, in particular, they must pose no risk to the quality of surface and/or ground water.8. Municipal Waste
Under the latest classification, municipal or urban waste is considered non-hazardous waste and its definition suffers the same lack of foundation as the general concept of waste. Waste is characterised as being municipal, not according to where it is produced or generated, but according to the site where the last owner disposed of it. It is not municipal waste in the strictest sense of the word, but rather products or materials that are randomly abandoned in the municipal territory.
In accordance with Law 10/98, of 21 April, urban or municipal waste is that generated by individuals, businesses, offices and services, as well as all waste that is not classified as hazardous and which, due to its nature or composition, is similar to the waste produced in the above sites or activities. - The following shall also be considered urban waste: - Waste derived from cleaning public streets, parks, recreational areas and beaches. - Dead pets, as well as abandoned furniture, vehicles or other effects. - Waste and debris from minor construction work and domestic repair.
Council Directive 1999/31/EC, as well as the Catalan law on waste, use a similar definition, although it is not as precise, given the difficulty in listing the different typologies of waste that must be assimilated into waste generated by individuals, businesses, offices or services in the municipal area.
In this sense, it is important to mention Article 3, 3) of Directive 2000/76/EC which, for the purposes of waste incineration, introduces the term mixed municipal waste and defines it as waste from households, as well as commercial, industrial and institutional waste which, because of its nature and composition, is similar to waste from households, but excluding fractions indicated under heading 2001 of the Annex to Decision 94/3/EC, that are collected separately at source, and excluding the other wastes indicated under heading 2002 of that Annex.9. Specific Problems with Municipal Waste
The Waste Agency of the Department of the Environment of the Government of Catalonia made public in 2000 that urban waste in 1999 reached the amount of 3.3 million tons, meaning an increase of 10.73% in the volume of urban waste compared to 1998. Comparatively, this increase was much higher than industrial waste (5%).
This large increase in municipal waste places it at a level of 1.49 kilos per person/day. In Barcelona, the increase in municipal waste was 4.86%, with three different types of published causes: 4.1% economic growth in 1999, the impact of tourism and seasonal residences.
As a positive element from that year, the Waste Agency gauged almost full closure of uncontrolled dumping grounds in Catalonia Ð881 uncontrolled dumps were closed- and this will enable the impact of applying the new directives on dumps and incinerators to be evaluated.Among the most deficient aspects was the selective collection of organic matter. Despite being legally obligatory from July 1999, during the month of September of that year, collection was made in only 27 of the 158 municipalities, which translates into 17% fulfilment.
Given this scenario of large increases in municipal waste and slow implementation of the selective collection of organic matter, representing between 40 and 50% of refuse, it is regrettable but unavoidable to have closure of the Garraf dump be delayed until 2006, when it was scheduled for 1999.Collection and management of municipal waste is the responsibility of local agencies. Currently, all councils in towns with over 5,000 inhabitants Ða total of 158 in Catalonia - are obliged to introduce containers for organic matter, to install collection centres and treat municipal waste. Currently, the waste collected is treated in the different selection, treatment or composting plants. The rest, 65%, is still sent to controlled landfills or incinerated.
The legal framework for managing and treating municipal waste is seriously affected by the new Directive 1999/31/EC on waste dumping, which comes into effect on July 16, 2001. In this sense, suitable transposition of the European regulation has not yet been effected.
Along these same lines, Directive 2000/76/EC on waste incineration will modify the guidelines for incineration, as detailed in Law 11/2000 on waste incineration which, due to the initiative of 107,000 citizens behind the popular legislative initiative to prevent the increase in incineration, regulates incineration conditions, establishing that it is necessary to make it a priority to have reduction at source, minimisation and evaluation at source.10. Competence/Incapacity of Local Institutions
Management of municipal waste, under Law 6/93, as well as that of packaging and packages, requires radical changes. There is a growing commitment on the part of town councils to the environment and, specifically, to the problem of waste, which is easy for the public to appreciate. The new challenges require social participation and, above all, acceptance by all social agents who place products on the market which municipalities must collect in the form of waste. In this sense, the need has been outlined at an institutional level to promote efforts in three directions:
a) informing, increasing awareness and promoting participation;
b) information and consultation to renew municipal management; and
c) administrating a specific line of co-operation in order to implement the new structures.Even so, there is a certain consensus on the responsibility attributed to municipalities regarding waste not corresponding to the limitations of their financial resources, the precariousness of their means and their competencies. It is true that the local territorial level, because it includes all the territory, may be the only level to which such a basic function as collecting municipal refuse may be attributed. It is also true, however, that municipalities must also take care of the externalities that producers, distributors and merchants derive from their processes, which reflect scant fiscal representation in municipal income, since they are transferred by means of taxes on profits to the State.
Municipal waste collection services can be rendered by isolated municipalities or by municipalities grouped under supramunicipal agencies. This is provided by Law 6/1987, of 4 April on county organisation in Catalonia, as well as Law 7/1987, of 4 April, which establishes actions in metropolitan Barcelona and creates the Metropolitan Agency for Hydraulic Services and Waste Treatment.
The problem of the increasing growth of municipal waste can only be addressed from the perspective of co-responsibility among all institutions for implementing guidelines for sustainable production and consumption. This means strengthening effectiveness in using natural resources and minimising impacts. In this sense, there is a lack of legal definition of responsibilities in regard to supralocal administrations.
At a municipal level, in addition to making a fair determination at an increasingly accurate price of the tax on refuse collection, ordinances may be issued to directly or indirectly regulate matters related to waste. This could enable regulation of specific actions of businesses, of small activities, of advertising distributed and shown in the municipality, of campaigns for raising public awareness, prizes and sanctions, etc. These ordinances, despite being addressed at a local level, should be written from the perspective of a global view, not just to straighten up the municipal territory, but to contribute as much as possible to making a change towards a model of sustainability.11. Lack of Resources and Deficiencies in the Packaging System and Packaging Waste.
In regard to the lack of resources, an increase in participation in public resources is also missing on the part of local agencies directly, and indirectly, with autonomous or state institutions taking on the responsibility of defining, regulating and managing municipal waste.
This lack of resources has been aggravated by deficiencies in the counter services rendered by the businesses in charge of systems that manage packaging and packaging waste, when these systems should defray the additional cost of implementing selective collection.
Mr. Joaquim Ochoa Herraiz of Barcelona City Council maintains that the fact that collection is made with the Green Dot is not enough to wipe out the expenses that the selective collection system causes town councils, because Green Dot managers only pay for recovered products that meet the conditions, at a price that is not currently checked. He concludes the IMS, such as it is configured and counter to what is required by the European directive, transfers all responsibilities for managing waste to town councils, and exempts all those who, through their daily decisions, flood the markets with advertising objects in the form of packages and packaging which, in most cases, are superfluous and produce pollution. It is unacceptable that the results of recovering waste depend solely and exclusively upon co-operation on the part of the public, because what is required by Law are specific results on recovery of packages and a reduction in the percentages themselves of contributions of package and packaging materials in controlled dumps or in energy valorisation.
The positive, necessary implementation of the system of packaging and packaging waste should not take away from the need to review legal prescriptions, bearing in mind their practical application, especially in two points: in reference to the scant implementation of the system of deposit, refund and return, and to the shortage of counter services received by town councils.12. Waste Management Fund
Decree 43/2000, of 26 January, regulates the Waste Management Fund provided by Catalan law. The Fund is attached to the Waste Agency, and has as its purpose financial co-operation with works and services under local agencies in matters regarding waste management, especially in regard to municipal and assimilable waste, as well as management of packaging waste carried out by local agencies. Costs financed by the Fund are for investment and exploitation, and the contributions of beneficiaries cannot be less than 50% of the amount of the projects.
Expansion of the financial capacities of the Fund could be one of the strategic questions for supralocal assumption of the problem involved in the inability of local agencies to take on municipal waste. In this sense, and in order to reduce motivation to incinerate and dump waste, the Civic Platform for Waste Reduction proposed in the Cervera Declaration (1/4/00) that the Fund be provided with a Waste tax assessed on the tons incinerated or dumped. This way, the Waste Agency could allocate these resources to preventive waste recovery facilities, to campaigns for public awareness and to covering, together with the municipalities, the increase in the cost of selective collection.
Annex
General and Specific Urban Waste Regulations
European Union
Spain
- Council Directive 85/539/EEC on packaging for liquid food (Official Journal num. L 176, 6/7/85).
- Council Directive 91/156/EEC on waste (Official Journal L 78, of 26 March 1991) amending Council Directive 75/442/EEC, of 15 July, 1975 (Official Journal L 194, 25 July 1975).
- European Parliament and Council Directive 94/62/EEC, of 20 December, on packaging and packaging waste (Official Journal issue. L 365, 31/12/94).
- Council Directive 99/31/EC, of 26 April, on waste dumping (Official Journal num. L 182, of 16 July 1999).
- Commission Decision 2000/738/EC, of 17 November 2000, on questioning the member States on application of the Directive on waste dumping (Official Journal issue. L 298, 25/11/00).
- European Parliament and Council Directive 2000/76/EC, of 4 December, regarding waste incineration (Official Journal issue. L 332/91, 4/12/00).
- Commission Decision of 16 January 2001, amending Decision 2000/532/EC and which includes the new version of the waste list/catalogue.
- Royal Decree 1217/1997, of 18 July, on incineration of hazardous waste and amending Royal Decree 1088/1992, of 11 September, regarding municipal waste incineration facilities (Official Journal issue 189, 8.08.97).
- Law 11/1997, of 24 April, on Packaging and Packaging Waste (Official Journal issue 99, 25.04.97).
- - Additional Provision 34 to Law 66/1997, of 30 December, on Fiscal, Administrative and Social Measures (Official Journal 31/12/97) amending Law 11/1997 on packaging and packaging waste.
- Law 10/98 of 21 April, on Waste (Official Journal issue 96, 22/04/98).
- Royal Decree 782/1998, of 30 April, approving the Regulations for Developing and Executing Law 11/1997, of 24 April, on packaging and packaging waste (Official Journal issue 104, 1/5/98).
- Order of 27 April 1998 from the Ministry of the Environment, establishing the individualised amounts to charge for deposit and the symbol identifying the packaging placed in the market by means of the deposit, refund, return system regulated by Law 11/1997, on Packaging and Packaging Waste (Official Journal issue 104, 1/5/98).
- Resolution of 17 November 1998, whereby the European Waste Catalogue (EWC) is published, being approved by means of Committee Decision 94/3/EC, on 20 December (Official Journal issue 7, 8/1/99).
- - Law 50/1998, of 30 December, on Fiscal, Administrative and Social Measures, amending additional provision 19 to Law 11/1997 on packaging and packaging waste (Official Journal issue 313, 31/12/98).
- Order of 21 October 1999 establishing conditions for non-application of the levels of concentration of heavy metals established in Article 13 of Law 11/1997, on packaging and packaging waste for plastic crates and pallets used in a closed, controlled circuit (Official Journal issue 265, 5/11/99).
- Resolution of 13 January 2000, by the Secretary General of the Environment, approving the National Urban Waste Plan (Official Journal issue 28, 2/2/00).
- Law 14/2000, of 29 December, on Fiscal, Administrative and Social Measures (Art. 82) amending Law 11/1997 on packaging and packaging waste (Official Journal 313, 30/12/00).
Government of Catalonia
- ecree 64/1982, of 9 March, approving partial regulation of refuse and waste treatment (Official Journal issue 216, 21/4/82).
- Law 6/1993, of 15 July, regulating waste (Official Journal issue 1776,
- 28/7/93).
- Decree 115/94, of 6 April, regulating General Register of Waste Managers in Catalonia (Official Journal issue 1904, 3/6/94).
- Decree 323/ 1994, of 4 November, regulating waste incineration facilities and the limits of their emissions into the atmosphere (Official Journal issue 1986, 16/12/94).
- Resolution of 16 October 1995, making public Governmental Agreement for approval of the General Waste Program of Catalonia (Official Journal issue 2124, 6/11/95).
- Decree 34/1996, of 9 January, approving the Waste Catalogue of Catalonia (Official Journal issue 2166, 9/2/96). This was later amended by Decree 92/1999, of 6 April (Official Journal issue 2.865, 12/4/99) and by Resolution of 27 October 1999 (Official Journal issue 3.017, 17/11/99).
- Order of 15 February 1996, on the valorisation of slag (Official Journal issue 2181, 13.3.96).
- Decree 1/1997, of 7 January, on the provision for rejected waste in controlled landfills (Official Journal issue 2307, 13.01.97).
- Resolution of 13 May 1998, advertising approval of the Packaging Waste Management Program of Catalonia, adopted by the Executive Council of the Waste Agency (Official Journal issue 2672, 02.07.98).
- Decree 43/2000, of 26 January, on the Waste Management Fund (Official Journal issue 3071, 4.02.00).
- Law 11/2000, of 13 November, regulating waste incineration (Official Journal issue 3269, 20.12.00).
Discussion forum
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